Silvaco Group Inc
For the period ended Dec 31, 2024. Filed Mar 5, 2025.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Mar 5, 2025
SVCO$7.45+2.8%Stored close · as of Nov 10, 2026
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Item 15. Exhibits, Financial Statement Schedules
(a) Financial Statement Schedules.
(1) Financial Statements are listed in the Index to Financial Statements in Part II, Item 8 of this Annual Report on Form 10-K.
(b) Exhibits.
| Exhibit No. | Description |
| 3.1 | Amended and Restated Certificate of Incorporation of Silvaco Group, Inc. (filed as Exhibit 3.1 of the Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on May 13, 2024) |
| 3.2 | Amended and Restated Bylaws of Silvaco Group, Inc. (filed as Exhibit 3.2 of the Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on May 13, 2024) |
| 4.1 | Form of Common Stock Certificate (filed as Exhibit 4.1 to the Registrant’s Registration on Form S-1 (No. 333-278666) initially filed with the Securities and Exchange Commission on April 12, 2024 |
| 4.2* | Description of Capital Stock |
| 4.3 | Registration Rights Agreement, dated April 12, 2024, among the Registrant and the stockholders named therein (filed as Exhibit 10.25 to the Registrant’s Registration on Form S-1 (No. 333-278666) initially filed with the Securities and Exchange Commission on April 12, 2024 |
| 4.4 | Stockholders Agreement, dated April 12, 2024, among the Registrant and the stockholders named therein (filed as Exhibit 10.26 to the Registrant’s Registration on Form S-1 (No. 333-278666) initally filed with the Securities and Exchange Commission on April 12, 2024) |
| 10.1 + | Form of Indemnification Agreement between the Registrant and its directors and officers (filed as Exhibit 10.1 to the Registrant’s Registration on Form S-1 (No. 333-278666) initially filed with the Securities and Exchange Commission on April 12, 2024) |
| 10.2 + | Amended and Restated 2014 Stock Incentive Plan and Form of Restricted Stock Unit Agreement thereunder (filed as Exhibit 10.2 to the Registrant’s Registration on Form S-1 (No. 333-278666) initially filed with the Securities and Exchange Commission on April 12, 2024) |
| 10.3 + | 2024 Stock Incentive Plan (filed as Exhibit 10.3 to the Registrant’s Registration on Form S-1 (No. 333-278666) initially filed with the Securities and Exchange Commission on April 12, 2024) |
| 10.4 + | Form of Restricted Stock Unit Agreement pursuant to the 2024 Stock Incentive Plan (filed as Exhibit 10.1 of the Registrant's Quarterly Report on Form10-Q filed with the Securities and Exchange Commission on November 12, 2024) |
| 10.5 + | 2024 Stock Incentive Plan Form of Notice of RSU Award for Employees (filed as Exhibit 10.2 of the Registrant's Quarterly Report on Form10-Q filed with the Securities and Exchange Commission on November 12, 2024) |
| 10.6 + | 2024 Employee Stock Purchase Plan (filed as Exhibit 10.4 to the Registrant’s Registration on Form S-1 (No. 333-278666) initially filed with the Securities and Exchange Commission on April 12, 2024) |
| 10.7 + | Executive Severance Plan (filed as Exhibit 10.3 of the Registrant's Quarterly Report on Form10-Q filed with the Securities and Exchange Commission on November 12, 2024) |
| 10.8 + | Executive Severance Plan Participation Agreement, dated February 28, 2024, between the Registrant and Dr. Babak A. Taheri (filed as Exhibit 10.4 of the Registrant's Quarterly Report on Form10-Q filed with the Securities and Exchange Commission on November 12, 2024) |
| 10.9 + | Executive Severance Plan Participation Agreement, dated April 23, 2024, between the Registrant and Ryan Benton (filed as Exhibit 10.5 of the Registrant's Quarterly Report on Form10-Q filed with the Securities and Exchange Commission on November 12, 2024) |
| 10.10 + | Executive Severance Plan Participation Agreement, dated April 24, 2024, between the Registrant and Dr. Eric Guichard (filed as Exhibit 10.6 of the Registrant's Quarterly Report on Form10-Q filed with the Securities and Exchange Commission on November 12, 2024) |
| 10.11 *+ | Executive Severance Plan Participation Agreement, dated November 20, 2024, between the Registrant and Candace Jackson |
| 10.12 + | Amended and Restated Employment Agreement, dated February 29, 2024, between the Registrant and Dr. Babak A. Taheri (filed as Exhibit 10.13 to the Registrant’s Registration on Form S-1 (No. 333-278666) initially filed with the Securities and Exchange Commission on April 12, 2024 |
| 10.13 + | Offer Letter Agreement, dated July 20, 2023, between the Registrant and Ryan Benton (filed as Exhibit 10.6 to the Registrant’s Registration on Form S-1 (No. 333-278666) initially filed with the Securities and Exchange Commission on April 12, 2024 |
| 10.14 *+ | Offer Letter Agreement, dated August 29, 2024, between the Registrant and Candace Jackson |
| 10.15 *+ | Separation Agreement, dated January 2, 2025, between the Registrant and Raul Camposano |
| 10.16 + | Consulting Advisory Agreement, dated January 12, 2022, between the Registrant and Katherine S. Ngai-Pesic (filed as Exhibit 10.7 to the Registration’s Registration on Form S-1 (No. 333-278666) initially filed with the Securities and Exchange Commission on April 12, 2024) |
| 19.1* | Silvaco Group, Inc. Insider Trading and Communications Policy |
| 21.1* | List of Subsidiaries of Silvaco Group, Inc. |
| 23.1* | Consent of Moss Adams LLP, Independent Registered Public Accounting Firm |
| 31.1* | Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2* | Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 32.1** | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 32.2** | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 97.1* | Silvaco Group, Inc. Policy for Recovery of Erroneously Awarded Incentive Compensation |
| 101.INS * | XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. |
| 101.SCH * | Inline XBRL Taxonomy Extension Schema Document. |
| 101.CAL * | Inline XBRL Taxonomy Extension Calculation Linkbase Document. |
| 101.DEF * | Inline XBRL Taxonomy Extension Definition Linkbase Document. |
| 101.LAB * | Inline XBRL Taxonomy Extension Label Linkbase Document. |
| 101.PRE * | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
| 104 * | Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101). |
- Filed herewith.
** The certifications attached as Exhibit 32.1 and 32.2 accompanying this Annual Report on Form 10-K, are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Annual Report on Form 10-K, irrespective of any general incorporation language contained in such filing.
+Indicates management contract or compensatory plan.
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