Mirion Technologies Inc
For the period ended Dec 31, 2024. Filed Feb 26, 2025.
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FY2024 · Filed Feb 26, 2025
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ITEM 9B. OTHER INFORMATION
(a) None.
(b)During the three months ended December 31, 2024, no director or officer (as defined in Rule 16a-1(f) of the Exchange Act) of the Company adopted orterminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any "non-Rule 10b5-1 trading arrangement" as each term is defined in Item 408(a) of Regulation S-K, except as set forth below:.
| Name and Title | Action | Date | Duration of Trading Arrangement | Rule 10b5-1 Trading Arrangement?(Y/N)(1) | Aggregate Number of Securities Subject to Trading Arrangement |
|---|---|---|---|---|---|
| Brian SchopferChief Financial Officer | Terminate(2) | November 6, 2024 | November 6, 2024 - August 7, 2025 | Y | 163,885(3) |
| Emmanuelle Lee Chief Legal Officer, Chief Compliance Officer and Corporate Secretary | Terminate(4) | October 30, 2024 | June 6, 2024 - February 28, 2025 | Y | 50,000(5) |
(1) Denotes that the trading plan is intended, when adopted, to satisfy the affirmative defense of Rule 10b5-1(c).
(2) Trading arrangement was originally adopted on August 7, 2024 and terminated on November 6, 2024.
(3) Reflects shares of Class B common stock of the Company held of record by Mr. Schopfer to be sold in two (2) installments of up to 86,960 and 76,925 shares each for the duration of the trading arrangement, subject to two different limit prices. The shares of Class B common stock will be exchanged for shares of Class A common stock of the Company if sales are triggered under the trading arrangement.
(4) Trading arrangement was originally adopted on March 7, 2024 and terminated on October 30, 2024.
(5) Reflects shares of Class B common stock of the Company held of record by the Lee Revocable Living Trust for the benefit of Ms. Lee, her spouse and beneficiaries to be sold in ten (10) monthly installments of 5,000 shares each for the duration of the trading arrangement, subject to a limit price. The shares of Class B common stock will be exchanged for shares of Class A common stock of the Company if sales are triggered under the trading arrangement.
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