Skip to main content

B Riley Financial Inc

For the period ended Sep 30, 2024. Filed Feb 21, 2025.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Feb 21, 2025

RILY$3.84+5.2%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits

Table of Contents

B. Riley Financial, Inc.

Quarterly Report on Form 10-Q

For the Quarterly Period Ended September 30, 2024

Page
PART I. FINANCIAL INFORMATION
Item 1.Unaudited Condensed Consolidated Financial Statements1
Unaudited Condensed Consolidated Balance Sheets as of September 30, 2024 and December 31, 20231
Unaudited Condensed Consolidated Statements of Operations for the three and nine months ended September 30, 2024 and 20232
Unaudited Condensed Consolidated Statements of Comprehensive Income (Loss) for the three and nine months ended September 30, 2024 and 20234
Unaudited Condensed Consolidated Statements of Equity (Deficit) for the three and nine months ended September 30, 2024 and 20235
Unaudited Condensed Consolidated Statements of Cash Flows for the nine months ended September 30, 2024 and 20237
Notes to Unaudited Condensed Consolidated Financial Statements9
Item 2.Management’s Discussion and Analysis of Financial Condition and Results of Operations68
Item 3.Quantitative and Qualitative Disclosures About Market Risk101
Item 4.Controls and Procedures102
PART II. OTHER INFORMATION
Item 1.Legal Proceedings105
Item 1A.Risk Factors106
Item 2.Unregistered Sales of Equity Securities and Use of Proceeds107
Item 3.Defaults Upon Senior Securities107
Item 4.Mine Safety Disclosures107
Item 5.Other Information107
Item 6.Exhibits108
SIGNATURES111
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.