Owlet Inc
For the period ended Sep 30, 2024. Filed Nov 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 14, 2024
OWLT$4.36+4.6%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| ExhibitNumber | Description | Form | File No. | Exhibit | Filing Date |
|---|---|---|---|---|---|
| 2.1† | Merger Agreement, dated as of February 15, 2021, by and among the Registrant, Project Olympus Merger Sub, Inc. and Owlet Baby Care Inc. | 8-K | 001-39516 | 2.1 | 2/16/2021 |
| 3.1 | Second Amended and Restated Certificate of Incorporation of Owlet, Inc. | 10-K | 001-39516 | 3.1 | 3/8/2024 |
| 3.2 | Certificate of Designation of Series A Convertible Preferred Stock of Owlet, Inc. | 8-K | 001-39516 | 3.1 | 2/21/2023 |
| 3.3 | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Owlet, Inc. | 8-K | 001-39516 | 3.1 | 7/7/2023 |
| 3.4 | Amended and Restated Bylaws of Owlet, Inc. | S-4 | 333-254888 | 3.4 | 3/31/2021 |
| 3.5 | Certificate of Designation of Series B Convertible Preferred Stock of Owlet, Inc. | 8-K | 001-39516 | 3.1 | 3/4/2024 |
| 4.1 | Warrant Agreement, dated September 14, 2020, between Sandbridge Acquisition Corp. and Continental Stock Transfer & Trust Company. | 8-K | 001-39516 | 4.1 | 9/18/2020 |
| 4.2 | Specimen Warrant Certificate. | S-1 | 333-24832 | 4.4 | 9/1/2020 |
| 4.3 | Form of Warrant to Purchase Class A Common Stock in connection with the February 2023 Offering. | 8-K | 001-39516 | 4.1 | 2/21/2023 |
| 4.4 | Form of Warrant to Purchase Shares of Class A Common Stock in connection with the February 2024 Offering. | 8-K | 001-39516 | 4.1 | 2/26/2024 |
| 4.5 | Amended and Restated Warrant to Purchase Shares of Class A Common Stock, dated February 25, 2024, by and between Owlet, Inc. and Eclipse Early Growth Fund I, L.P. | 8-K | 001-39516 | 4.2 | 2/26/2024 |
| 4.6 | Form of Representative’s Purchase Warranted, dated September 13, 2024, between Owlet, Inc. and American Capital Partners, LLC | 8-K | 001-39516 | 4.1 | 9/13/2024 |
| 10.1† | Credit and Security Agreement among Owlet Baby Care, Inc., Owlet, Inc., the other Borrowers and Guarantors from time to time party thereto, the Lenders from time to time party thereto, and ABL OPCO LLC, dated as of September 11, 2024 | 8-K | 001-39516 | 10.1 | 9/11/2024 |
| 10.2 | Letter Agreement, dated as of September 11, 2024, by and among ABL OPCO LLC, Owlet, Inc. and Owlet Baby Care, Inc. | 8-K | 001-39516 | 10.2 | 9/11/2024 |
| 10.3† | Loan and Security Agreement, dated as of September 11, 2024, among Owlet Baby Care, Inc., Owlet, Inc., WTI Fund X, Inc., and WTI Fund XI, Inc. | 8-K | 001-39516 | 10.3 | 9/11/2024 |
| 10.4 | Stock Issuance Agreement, dated as of September 11, 2024, by and among WTI Fund X, LLC, WTI Fund XI, LLC, and Owlet, Inc. | 8-K | 001-39516 | 10.4 | 9/11/2024 |
| 10.5 | Owlet, Inc. 2021 Incentive Award Plan, as Amended. | S-8 | 333-281623 | 99.1 | 8/16/2024 |
| 10.6 | Form of Owlet, Inc. 2021 Incentive Award Plan Restricted Stock Award Grant Notice. | S-8 | 333-281623 | 99.2 | 8/16/2024 |
| 10.7* | Promotion Letter between Owlet, Inc. and Amanda Twede Crawford. | ||||
| 10.8* | Separation Agreement between Owlet, Inc. and Kathryn Scolnick. | ||||
| 31.1* | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.2* | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.1** | Certification of the Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 101.INS* | Inline XBRL Instance Document-the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | ||||
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document. | ||||
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | ||||
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document. | ||||
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document. | ||||
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | ||||
| 104* | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). | ||||
*Filed herewith
**Furnished herewith.
†The annexes, schedules, and certain exhibits to this Exhibit have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The Registrant hereby agrees to furnish supplementally a copy of any omitted annex, schedule or exhibit to the SEC upon request.
#The Company has omitted schedules and exhibits pursuant to Item 601(a)(5) of Regulation S-K. The Registrant agrees to furnish supplementally a copy of the omitted schedules and exhibits to the SEC upon request.
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