RYAN SPECIALTY HOLDINGS INC
For the period ended Sep 30, 2024. Filed Oct 31, 2024.
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Sep 30, 2024 · Filed Oct 31, 2024
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Item 5. Other Information
Insider Trading Arrangements and Policies
During the quarter ended September 30, 2024, (i) Mark Katz, Executive Vice President, General Counsel and Corporate
Secretary, adopted a “Rule 10b5-1 trading arrangement” (as such term is defined in Item 408(a) of Regulation S-K)
intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act (a “10b5-1 Plan”) on
September 14, 2024 to sell up to 30,000 shares of the Company’s Class A common stock that are either held directly or
issuable upon conversion of LLC common units, between the first potential sale date on December 13, 2024 and the
expiration of his 10b5-1 Plan on March 31, 2025 and (ii) Nicholas Cortezi, a Director, adopted a 10b5-1 Plan on September
14, 2024 to sell up to 500,000 shares of the Company’s Class A common stock issuable upon conversion of LLC common
units between the first potential sale date on December 13, 2024 and the expiration of his 10b5-1 Plan on August 15, 2025.
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