Owlet Inc
For the period ended Jun 30, 2024. Filed Aug 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 14, 2024
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Item 6. Exhibits
| ExhibitNumber | Description | Form | File No. | Exhibit | Filing Date |
|---|---|---|---|---|---|
| 2.1† | Merger Agreement, dated as of February 15, 2021, by and among the Registrant, Project Olympus Merger Sub, Inc. and Owlet Baby Care Inc. | 8-K | 001-39516 | 2.1 | 2/16/2021 |
| 3.1 | Second Amended and Restated Certificate of Incorporation of Owlet, Inc. | 10-K | 001-39516 | 3.1 | 3/8/2024 |
| 3.2 | Certificate of Designation of Series A Convertible Preferred Stock of Owlet, Inc. | 8-K | 001-39516 | 3.1 | 2/21/2023 |
| 3.3 | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Owlet, Inc. | 8-K | 001-39516 | 3.1 | 7/7/2023 |
| 3.4 | Amended and Restated Bylaws of Owlet, Inc. | S-4 | 333-254888 | 3.4 | 3/31/2021 |
| 3.5 | Certificate of Designation of Series B Convertible Preferred Stock of Owlet, Inc. | 8-K | 001-39516 | 3.1 | 3/4/2024 |
| 4.1 | Warrant Agreement, dated September 14, 2020, between Sandbridge Acquisition Corp. and Continental Stock Transfer & Trust Company. | 8-K | 001-39516 | 4.1 | 9/18/2020 |
| 4.2 | Specimen Warrant Certificate. | S-1 | 333-24832 | 4.4 | 9/1/2020 |
| 4.3 | Form of Warrant to Purchase Class A Common Stock in connection with the February 2023 Offering. | 8-K | 001-39516 | 4.1 | 2/21/2023 |
| 4.4 | Form of Warrant to Purchase Shares of Class A Common Stock in connection with the February 2024 Offering. | 8-K | 001-39516 | 4.1 | 2/26/2024 |
| 4.5 | Amended and Restated Warrant to Purchase Shares of Class A Common Stock, dated February 25, 2024, by and between Owlet, Inc. and Eclipse Early Growth Fund I, L.P. | 8-K | 001-39516 | 4.2 | 2/26/2024 |
| 10.1 | Waiver and Fourth Amendment to the Third Amended and Restated Loan and Security Agreement, dated May 10, 2024, between Silicon Valley Bank, as bank lender, and Owlet, Inc. and its subsidiary, Owlet Baby Care, Inc., as borrowers. | 10-Q | 001-39516 | 10.3 | 5/13/2024 |
| 31.1* | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.2* | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.1** | Certification of the Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 101.INS* | Inline XBRL Instance Document-the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | ||||
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document. | ||||
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | ||||
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document. | ||||
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document. | ||||
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | ||||
| 104* | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). | ||||
*Filed herewith
**Furnished herewith.
†The annexes, schedules, and certain exhibits to this Exhibit have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The Registrant hereby agrees to furnish supplementally a copy of any omitted annex, schedule or exhibit to the SEC upon request.
#Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Regulation S-K, Item 601(b)(10).
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.