GRAIL Inc
For the period ended Jun 30, 2024. Filed Aug 13, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 13, 2024
GRAL$128.08+5.5%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
The following documents are filed as exhibits hereto:
| Exhibit Number · Exhibit Description · Incorporated by Reference · Filed Herewith | |||||
|---|---|---|---|---|---|
| Form · Date · Number | |||||
| 2.1 | Separation and Distribution Agreement, dated June 21, 2024, between Illumina, Inc. and GRAIL, Inc. | 8-K | 6/24/24 | 2.1 | |
| 3.1 | Certificate of Incorporation of GRAIL, Inc. | S-8 | 6/21/24 | 4.1 | |
| 3.2 | Bylaws of GRAIL, Inc. | S-8 | 6/21/24 | 4.2 | |
| 3.3 | Certificate of Conversion | 8-K | 6/24/24 | 3.3 | |
| 10.1 | Tax Matters Agreement, dated June 24, 2024, between Illumina, Inc. and GRAIL, Inc. | 8-K | 6/24/24 | 10.1 | |
| 10.2 | Employee Matters Agreement, dated June 24, 2024, between Illumina, Inc. and GRAIL, Inc. | 8-K | 6/24/24 | 10.2 | |
| 10.3 | Stockholder and Registration Rights Agreement, dated June 24, 2024, between Illumina, Inc. and GRAIL, Inc. | 8-K | 6/24/24 | 10.3 | |
| 10.4 | Fourth Amendment to the Amended and Restated Supply and Commercialization Agreement, dated June 24, 2024, by and between Illumina, Inc. and GRAIL, Inc. | 8-K | 6/24/24 | 10.4 | |
| 10.5 | Form of Indemnification Agreement | 10-12B/A | 5/29/24 | 10.11 | |
| 10.6 | GRAIL, Inc. 2024 Incentive Award Plan | 8-K/A | 7/2/24 | 10.1 | |
| 10.7 | GRAIL, Inc. Employee Stock Purchase Plan | 8-K/A | 7/2/24 | 10.2 | |
| 10.8 | Non-Employee Director Compensation Plan | 8-K/A | 7/2/24 | 10.3 | |
| 10.9 | Form of Restricted Stock Unit Agreement | S-8 | 6/21/24 | 99.2 | |
| 10.10 | Form of Stock Option Agreement | 10-12B/A | 5/29/24 | 10.10 | |
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 32.1+ | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||
| 32.2+ | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document | X | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | X | |||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X | |||
- This certification accompanies the Quarterly Report on Form 10-Q pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed "filed" by the Registrant for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.