Mirion Technologies Inc
For the period ended Jun 30, 2024. Filed Aug 2, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 2, 2024
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ITEM 5. Other Information
(a)None.
(b)None.
(c)During the three months ended June 30, 2024, no director or officer (as defined in Rule 16a-1(f) of the Exchange Act) of the Company adopted orterminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any "non-Rule 10b5-1 trading arrangement" as each term is defined in Item 408(a) of Regulation S-K, except as set forth below:
| Name and Title | Action | Applicable | Duration of Trading Arrangement | Rule 10b5-1 Trading Arrangement?(Y/N)(1) | Aggregate Number of Securities Subject to Trading Arrangement |
|---|---|---|---|---|---|
| Brian SchopferChief Financial Officer | Terminate(2) | May 2, 2024 | June 11, 2024 - June 11, 2025 | Y | 182,195(3) |
(1) Denotes whether the trading plan is intended, when adopted, to satisfy the affirmative defense of Rule 10b5-1(c).
(2) Trading arrangement was originally adopted on February 26, 2024 and terminated on May 2, 2024.
(3) Reflects shares of Class B common stock of the Company held of record by Mr. Schopfer to be sold in two (2) installments of up to 95,238 and 86,957 shares each for the duration of the trading arrangement, subject to two different limit prices. The shares of Class B common stock will be exchanged for shares of Class A common stock of the Company if sales are triggered under the trading arrangement.
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