ANNALY CAPITAL MANAGEMENT INC

For the period ended Jun 30, 2024. Filed Jul 29, 2024.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2024 · Filed Jul 29, 2024

NLY$18.95+1.1%Stored close · as of Nov 9, 2026

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Item 5. Other Information

During the quarter ended June 30, 2024, no director or officer of the Company adopted, modified orterminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, each as defined in Item 408 of Regulation S-K, except as set forth below:

Name and Title	Date of Adoption of Rule 10b5-1 Trading Plan	Duration of 10b5-1 Trading Arrangements	Aggregate Number of Securities to be Purchased or Sold
David L. Finkelstein, Chief Executive Officer and Chief Investment Officer	May 16, 2024	The plan’s maximum duration is until December 5, 2025 and the first trades will not occur until August 16, 2024 at the earliest	Up to 300,000 shares of common stock in multiple transactions
Anthony Green,Chief Corporate Officer and Chief Legal Officer	May 16, 2024	The plan’s maximum duration is until March 7, 2025 and the first trades will not occur until August 16, 2024 at the earliest	Up to 50,000 shares of common stock in multiple transactions

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