SMART Global Holdings Inc
For the period ended May 31, 2024. Filed Jul 9, 2024.
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May 31, 2024 · Filed Jul 9, 2024
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Item 5. Other Information
On April 26, 2024, Jack Pacheco, our Executive Vice President and Chief Operating Officer, adopted a Rule 10b5-1 trading arrangement (the “Pacheco 10b5-1 Plan”) that is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act. The Pacheco 10b5-1 Plan provides for the sale of up to 140,000 ordinary shares acquired upon the exercise of share options, commencing on July 26, 2024 and continuing until all shares are sold or until March 31, 2025, whichever occurs first.
During the fiscal quarter ended May 31, 2024, no other officers or directors of SGHadopted orterminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (in each case, as defined in Item 408 of Regulation S-K).
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