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Silvaco Group Inc

For the period ended Mar 31, 2024. Filed Jun 20, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2024 · Filed Jun 20, 2024

SVCO$7.03+4.5%Stored close · as of Nov 6, 2026

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Contents

Item 6. Exhibits

Exhibit No.Description
3.1Amended and Restated Certificate of Incorporation of Silvaco Group, Inc. (filed as Exhibit 3.1 of the Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on May 13, 2024)
3.2Amended and Restated Bylaws of Silvaco Group, Inc. (filed as Exhibit 3.2 of the Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on May 13, 2024)
10.1Form of Indemnification Agreement between the Registrant and its directors and officers (filed as Exhibit 10.1 of the Registrant's amended Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 30, 2024)
10.2Amended and Restated 2014 Stock Incentive Plan and Form of Restricted Stock Unit Agreement thereunder (filed as Exhibit 10.2 of the Registrant's Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 12, 2024)
10.32024 Stock Incentive Plan and Forms of Stock Option Agreement, Notice of Exercise, Stock Option Grant Notice, Restricted Stock Unit Agreement and Restricted Stock Agreement thereunder (filed as Exhibit 10.3 of the Registrant's amended Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 30, 2024)
10.42024 Employee Stock Purchase Plan (filed as Exhibit 10.4 of the Registrant's amended Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 30, 2024)
10.5Offer Letter Agreement, dated December 25, 2021, between the Registrant and Dr. Raul Camposano (filed as Exhibit 10.5 of the Registrant's Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 12, 2024)
10.6Offer Letter Agreement, dated July 20, 2023, between the Registrant and Ryan Benton (filed as Exhibit 10.6 of the Registrant's Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 12, 2024)
10.7Consulting Advisory Agreement, dated January 12, 2022, between the Registrant and Katherine S. Ngai-Pesic (filed as Exhibit 10.7 of the Registrant's Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 12, 2024)
10.8Consulting Advisory Agreement, dated January 12, 2022, between the Registrant and Iliya I. Pesic (filed as Exhibit 10.8 of the Registrant's Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 12, 2024)
10.9Amended and Restated Consulting Advisory Agreement, dated December 1, 2023, between the Registrant and Iliya I. Pesic (filed as Exhibit 10.9 of the Registrant's Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 12, 2024)
10.10Consulting Advisory Agreement, dated December 1, 2023, between the Registrant and Iliya I. Pesic (filed as Exhibit 10.10 of the Registrant's Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 12, 2024)
10.11Offer Letter and Termination of Separation Agreement, dated November 23, 2021, between the Registrant and Dr. Babak A. Taheri, as amended by the Amendment to the Offer Letter and Termination of Separation Agreement, dated November 16, 2022 (filed as Exhibit 10.11 of the Registrant's Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 12, 2024)
10.12Separation Agreement and Release, dated September 1, 2021, between the Registrant and Dr. Babak A. Taheri
10.13Amended and Restated Employment Agreement, dated February 29, 2024, between the Registrant and Dr. Babak A. Taheri (filed as Exhibit 10.13 of the Registrant's Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 12, 2024)
10.14Executive Severance Plan (filed as Exhibit 10.17 of the Registrant's Registration Statement on Form S-1 filed with the Securities and Exchange Commission on April 12, 2024)
31.1*Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1**Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2**Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS **XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH **Inline XBRL Taxonomy Extension Schema Document.
101.CAL **Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF **Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB **Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE **Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104 **Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101).
  • Filed herewith.

** Furnished herewith.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.