C3ai Inc
For the period ended Apr 30, 2024. Filed Jun 18, 2024.
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FY2024 · Filed Jun 18, 2024
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Item 9B. Other Information
During the three months ended April 30, 2024, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act)adopted orterminated the contracts, instructions or written plans for the purchase or sale of our securities set forth in the table below.
| Name and Position · Action · Date · Rule 10b5-1* · Non-Rule 10b5-1** · Total Shares of Common Stock to be Sold · Total Shares of Common Stock to be Purchased · Expiration Date | ||||||
|---|---|---|---|---|---|---|
| Edward Y. Abbo President and Chief Technology Officer | Adoption (1) | July 3, 2024 | X | 217,612 | — | December 31, 2024 |
| Stephen M. Ward, Jr.Director | Adoption | July 1, 2024 | X | 125,000 | — | December 31, 2024 |
| Hitesh LathSenior Vice President and Chief Financial Officer | Adoption | June 27, 2024 | X | 3,441 | — | December 31, 2024 |
(1) This 10b5-1 trading arrangement was adopted by Edward Abbo, individually and as Trustee of the Abbo 2012 Children’s Trust FBO Dana Lauren Abbo U/A OTO 3/8/2021, the Abbo 2012 Children’s Trust FCO Layla Grace Abbo U/A OTO 3/8/2021, and the Abbo 2012 Children’s Trust FBO Casey Cecile Abbo U/A OTO 3/8/2021.
- Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
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