Ibotta Inc
For the period ended Mar 31, 2024. Filed May 31, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 31, 2024
IBTA$58.11+0.4%Stored close · as of Nov 6, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number · Description · Form · File Number · Exhibit · Filing Date · Filed Herewith | |||||
| 3.1 | Amended and Restated Certificate of Incorporation of the registrant. | 8-K | 001-42018 | 3.1 | April 22, 2024 |
| 3.2 | Amended and Restated Bylaws of the registrant. | 8-K | 001-42018 | 3.2 | April 22, 2024 |
| 4.1 | Form of Class A common stock certificate of the registrant. | S-1/A | 333-278172 | 4.1 | April 08, 2024 |
| 4.2# | Warrant Agreement by and between the registrant and Walmart Inc., dated May 17, 2021. | S-1 | 333-278172 | 4.3 | March 22, 2024 |
| 4.3 | Amendment to Warrant Agreement by and between the registrant and Walmart Inc., dated March 21, 2024. | S-1 | 333-278172 | 4.4 | March 22, 2024 |
| 10.1+ | 2024 Equity Incentive Plan and forms of agreement thereunder. | S-1/A | 333-278172 | 10.1 | April 08, 2024 |
| 10.2+ | 2024 Employee Stock Purchase Plan and forms of agreement thereunder. | S-1/A | 333-278172 | 10.2 | April 08, 2024 |
| 10.3+ | 2011 Equity Incentive Plan and forms of agreement thereunder. | S-1 | 333-278172 | 10.3 | March 22, 2024 |
| 10.4+ | Executive Incentive Compensation Plan. | S-1 | 333-278172 | 10.4 | March 22, 2024 |
| 10.5+ | Outside Director Compensation Policy. | S-1/A | 333-278172 | 10.5 | April 08, 2024 |
| 10.6+ | Form of Indemnification Agreement between the registrant and each of its directors and executive officers. | S-1 | 333-278172 | 10.6 | March 22, 2024 |
| 10.7+ | Confirmatory Employment Letter, by and between the registrant and Bryan Leach, effective as of March 14, 2024. | S-1 | 333-278172 | 10.7 | March 22, 2024 |
| 10.8+ | Confirmatory Employment Letter, by and between the registrant and Sunit Patel, effective as of March 14, 2024. | S-1 | 333-278172 | 10.8 | March 22, 2024 |
| 10.9+ | Confirmatory Employment Letter, by and between the registrant and Marisa Daspit, effective as of March 14, 2024. | S-1 | 333-278172 | 10.9 | March 22, 2024 |
| 10.10+ | Confirmatory Employment Letter, by and between the registrant and Richard Donahue, effective as of March 14, 2024. | S-1 | 333-278172 | 10.10 | March 22, 2024 |
| 10.11+ | Offer Letter, by and between the registrant and David T. Shapiro, effective as of March 14, 2024. | S-1 | 333-278172 | 10.11 | March 22, 2024 |
| 10.12+ | Confirmatory Employment Letter, by and between the registrant and Amir El Tabib, effective as of March 14, 2024. | S-1 | 333-278172 | 10.12 | March 22, 2024 |
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit Number | Description | Form | File Number | Exhibit | Filing Date | Filed Herewith |
| 10.13+ | Confirmatory Employment Letter, by and between the registrant and Chris Jensen, effective as of March 14, 2024. | S-1 | 333-278172 | 10.13 | March 22, 2024 | |
| 10.14+ | Confirmatory Employment Letter, by and between the registrant and Luke Swanson, effective as of March 15, 2024. | S-1 | 333-278172 | 10.14 | March 22, 2024 | |
| 10.15+ | Change in Control and Severance Agreement between the registrant and Sunit Patel, effective as of March 19, 2024. | S-1 | 333-278172 | 10.16 | March 22, 2024 | |
| 10.16+ | Change in Control and Severance Agreement between the registrant and Marisa Daspit, effective as of March 14, 2024. | S-1 | 333-278172 | 10.17 | March 22, 2024 | |
| 10.17+ | Change in Control and Severance Agreement between the registrant and Rich Donahue, effective as of March 14, 2024. | S-1 | 333-278172 | 10.18 | March 22, 2024 | |
| 10.18+ | Change in Control and Severance Agreement between the registrant and David T. Shapiro, effective as of February 11, 2024. | S-1 | 333-278172 | 10.19 | March 22, 2024 | |
| 10.19+ | Change in Control and Severance Agreement between the registrant and Amir El Tabib, effective as of March 14, 2024. | S-1 | 333-278172 | 10.20 | March 22, 2024 | |
| 10.20+ | Change in Control and Severance Agreement between the registrant and Chris Jensen, effective as of March 16, 2024. | S-1 | 333-278172 | 10.21 | March 22, 2024 | |
| 10.21 | Form of Equity Exchange Right Agreement between the registrant, Bryan Leach and certain entities affiliated with Bryan Leach. | S-1 | 333-278172 | 10.30 | March 22, 2024 | |
| 10.22 | Form of Share Exchange Agreement between the registrant, Bryan Leach and certain entities affiliated with Bryan Leach. | S-1 | 333-278172 | 10.31 | March 22, 2024 | |
| 10.23+ | Form of Restricted Stock Unit Award Agreement between the registrant and Bryan Leach. | S-1/A | 333-278172 | 10.32 | April 08, 2024 | |
| 31.1 | Certification of Principal Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| Incorporated by Reference | ||||||
| Exhibit Number | Description | Form | File Number | Exhibit | Filing Date | Filed Herewith |
| 32.1^ | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.2^ | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | X | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | X | ||||
^ This certification accompanies the Quarterly Report pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed “filed” by the registrant for purposes of Section 18 of the Securities Exchange Act of 1934, as amended. This will not be deemed to be incorporated by reference into any filings under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except to the extent that the registrant specifically incorporates it by reference.
+Indicated management contract or compensatory plan.
Certain confidential information contained in this exhibit has been omitted because it is both (i) not material; and (ii) the type that the registrant treats as private or confidential.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.