LIVE VENTURES Inc
For the period ended Mar 31, 2024. Filed May 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 14, 2024
LIVE$7.29+2.0%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The following exhibits are filed with or incorporated by reference into this Quarterly Report.
| Exhibit Number · Exhibit Description · Form · File Number · Exhibit Number · Filing Date | ||||||
|---|---|---|---|---|---|---|
| 3.1 | Amended and Restated Articles of Incorporation | 8-K | 001-33937 | 3.1 | 08/15/07 | |
| 3.2 | Certificate of Change | 8-K | 001-33937 | 3.1 | 09/07/10 | |
| 3.3 | Certificate of Correction | 8-K | 001-33937 | 3.1 | 03/11/13 | |
| 3.4 | Certificate of Change | 10-Q | 001-33937 | 3.1 | 02/14/14 | |
| 3.5 | Articles of Merger | 8-K | 001-33937 | 3.1.4 | 10/08/15 | |
| 3.6 | Certificate of Change | 8-K | 001-33937 | 3.1.5 | 11/25/16 | |
| 3.7 | Certificate of Designation for Series B Convertible Preferred Stock filed with Secretary of State for the State of Nevada on December 23, 2016, and effective as of December 27, 2016 | 10-K | 001-33937 | 3.1.6 | 12/29/16 | |
| 3.8 | Bylaws | 10-Q | 001-33937 | 3.8 | 08/14/18 | |
| 10.128 | Third Amendment to Employment Agreement, dated as of January 6, 2024, by and between Precision Industries, Inc. and Thomas Sedlak. | 10-Q | 001-33937 | 10.128 | 02/08/24 | |
| 10.129 | Cooperation Agreement, dated as of April 29, 2024, by and among Live Ventures Incorporated, a Nevada corporation, Isaac Capital Group LLC, a Delaware limited liability company, and LL Flooring Holdings, Inc., a Delaware corporation (filed as Exhibit 10.1). | 8-K | 001-33937 | 10.129 | 04/30/24 | |
| 10.130 | * | Third Amendment to ICG Promissory Note dated April 9, 2020, and as Amended June 23, 2022, April 1, 2023, dated January 11, 2024. | ||||
| 10.131 | * | Loan Modification Agreement to Subordinated Promissory Notes, dated July 20, 2020 and January 18, 2023, issued by Live Ventures Incorporated in favor of Spriggs Investments LLC, dated February 22, 2024. | ||||
| 10.132 | * | First Amendment of ARCA Recycling, Inc. Promissory Note issued in favor of Live Ventures Incorporated, dated May 24, 2023, effective February 7, 2024. | ||||
| 10.133 | * | Note Purchase Agreement by and between Live Ventures Incorporated and MSW Projects Limited, dated March 6, 2024. | ||||
| 31.1 | * | Certification of the President and Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 31.2 | * | Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.1 | * | Certification of the President and Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.2 | * | Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 101.INS | * | Inline XBRL Instance Document | ||||
| 101.SCH | * | Inline XBRL Taxonomy Extension Schema Document | ||||
| 101.CAL | * | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | * | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | * | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | * | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101) |
*Filed herewith
† Indicates a management contract or compensatory plan or arrangement.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.