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Midas Edge

AlTi Global Inc

For the period ended Mar 31, 2024. Filed May 10, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2024 · Filed May 10, 2024

ALTI$2.47+5.6%Stored close · as of Nov 9, 2026

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Contents

Item 6. Exhibits

The following exhibits are filed or furnished herewith:

Exhibit NumberDescription
10.1Membership Interest Purchase Agreement by and among AlTi Global, Inc., AlTi Global Wealth Management Holdings Limited, East End Advisors, LLC, EEA Holding Company, LLC, and, solely for the limited purposes set forth therein, David Salomon, Richard Salomon, Peter Nadosy and Brian Clifford, dated April 1, 2024 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on April 1, 2024).
3.1Certificate of Designation of Series C Cumulative Convertible Preferred Stock, dated March 27, 2024 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on March 27, 2024).
4.1Warrant to Purchase Class A Common Stock, dated March 27, 2024 (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on March 27, 2024).
31.1Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.