BGC Group Inc
For the period ended Mar 31, 2024. Filed May 9, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 9, 2024
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ITEM 5. Other Information
10b5-1 Trading Arrangements
During the quarter ended March 31, 2024, none of the Company’s directors or executive officers informed the Company of theadoption ortermination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Regulation S-K, Item 408.
2024 Annual Meeting of Stockholders Date
The Board has set the date of the Company’s 2024 Annual Meeting of Stockholders for September 18, 2024, which has been changed by more than 30 days from the first anniversary of our 2023 Annual Meeting of Stockholders. The exact time and place of the 2024 Annual Meeting of Stockholders will be specified in our Notice of 2024 Annual Meeting of Stockholders and related proxy statement.
As previously indicated in our proxy statement for the Company’s 2023 Annual Meeting of Stockholders, if a stockholder desires to present a proposal for inclusion in our proxy statement for the 2024 Annual Meeting of Stockholders, the proposal must be submitted in writing to us for receipt not later than June 4, 2024. Additionally, to be included in our proxy materials, proposals must comply with the proxy rules relating to stockholder proposals, in particular Rule 14a-8 under the Exchange Act. Stockholders who wish to raise a proposal for consideration at the 2024 Annual Meeting of Stockholders, but who do not wish to submit a proposal for inclusion in our proxy materials pursuant to Rule 14a-8, should comply with our bylaws and deliver to us a copy of their proposal no later than June 4, 2024. If a stockholder fails to provide such notice, the respective proposal need not be addressed in our proxy materials and the proxies may exercise their discretionary voting authority if the proposal is raised at the 2024 Annual Meeting of Stockholders. In addition to satisfying the requirements of the advance notice provisions of our bylaws, stockholders who intend to solicit proxies in support of director nominees other than our nominees must provide us with the information required by Rule 14a-19(b) under the Exchange Act. In any case, proposals should be sent to BGC Group, Inc., 499 Park Avenue, 3rd Floor, New York, NY 10022, Attention: Corporate Secretary.
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