Intellicheck Inc

For the period ended Dec 31, 2023. Filed Apr 1, 2024.

About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Apr 1, 2024

IDN$2.22+5.2%Stored close · as of Nov 10, 2026

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Contents

Item 15. Exhibits and Financial Statement Schedules

(a)(1)Financial Statements

Balance Sheets as of Dece mber 31, 2023 and 2022

Statement of Operations for the yearsended December 31, 2023 and 2022

Statement of Stockholders' Equity for the years ended December 31, 2023 and 2022

Statement of Cash Flows for the years ended December 31, 2023 and 2022

(b)Exhibits

Exhibit No.	Description
3.1	Certificate of Incorporation of the Company (1)
3.2	Amendment to the Certificate of Incorporation of the Company (7)
3.3	Certificate of Amendment to the Certificate of Incorporation of the Company (4)
3.4	Certificate of Amendment to the Certificate of Incorporation of the Company (5)
3.5	Amended and Restated By-laws of the Company (8)
4.1	Specimen Stock Certificate (3)
10.2	2015 Omnibus Incentive Plan (9) *
10.3	Bill White Severance Agreement (6) *
10.4	Bryan Lewis Employment Agreement (10) *
10.5	Garrett Gafke Employment Agreement(12) *
10.6	Jeffrey Ishmael Employment Agreement**
10.7	Jeffrey Ishmael Option Cancellation Agreement (13) *
10.8	Jeffrey Ishmael RSU Agreement (13) *
10.9	Separation Agreement dated as of May 25, 2023 by and between the Registrant and Garrett Gafke (14) *
10.10	Separation Agreement dated as of October 3, 2023 by and between the Registrant and Russell Embry **
14.1	Code of Business Conduct and Ethics (2)
16.1	Letter furnished by EisnerAmper LLP, dated October 3, 2022 (11) **
23.1	Consent of FORVIS LLP **
31.1	Certification of CEO pursuant to Section 302 of The Sarbanes-Oxley Act of 2002 **
31.2	Certification of CFO pursuant to Section 302 of The Sarbanes-Oxley Act of 2002 **
32	Certification of CEO and CFO pursuant to Section 906 of The Sarbanes-Oxley Act of 2002 **
97	Intellicheck Clawback Policy **
101.INS	Inline XBRL Instance Document **
101.SCH	Inline XBRL Taxonomy Extension Schema **
101.CAL	Inline XBRL Taxonomy Extension Calculation Linkbase **
101.DEF	Inline XBRL Taxonomy Extension Definition Linkbase **
101.LAB	Inline XBRL Taxonomy Extension Label Linkbase **
101.PRE	Inline XBRL Taxonomy Extension Presentation Linkbase **
104	Cover Page Interactive Data File (embedded within the Inline XBRL document)

*	Denotes a management contract or compensatory plan, contract or arrangement.
**	Filed herewith.
(1)	Incorporated by reference to Registration Statement on Form SB-2 (File No. 333-87797) filed September 24, 1999.
(4)	Incorporated by reference to Registrant’s Current Report on Form 8-K filed August 13, 2014.
(5)	Incorporated by reference to Registrant’s Current Report on Form 8-K filed May 9, 2017.
(6)	Incorporated by reference to Registrant’s Current Report on Form 8-K filed December 4, 2020.
(7)	Incorporated by reference to Registrant’s Current Report on Form 8-K filed October 28, 2009.
(8)	Incorporated by reference to Registrant’s Current Report on Form 8-K filed August 14, 2007.
(9)	Incorporated by reference to Registrant’s Proxy Statement on Schedule 14A filed March 28, 2022.
(11)	Incorporated by reference to Registrant's Current Report on Form 8-K filed October 3, 2022.
(13)	Incorporated by reference to Registrant’s Current Report on Form 8-K filed March 31, 2023.
(14)	Incorporated by reference to Registrant’s Quarterly Report on Form 10-Q filed August 14, 2023.

SIGNATURES

Pursuant to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of 1934, the Registrant had duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date:	April 1, 2024	INTELLICHECK, INC.
		By:	/s/ Bryan Lewis
			Bryan Lewis
			President and Chief Executive Officer
			(Principal Executive Officer)

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

		INTELLICHECK, INC.
Date:	April 1, 2024	By:	/s/ Bryan Lewis
			Bryan Lewis
			President and Chief Executive Officer
			(Principal Executive Officer)
Date:	April 1, 2024	By:	/s/ Jeffrey Ishmael
			Jeffrey Ishmael
			Chief Financial Officer and Chief Operating Officer
Date:	April 1, 2024	By:	/s/ Guy L. Smith
			Guy L. Smith, Chairman and Director
Date:	April 1, 2024	By:	/s/ Jack A. Davis
			Jack A. Davis, Director
Date:	April 1, 2024	By:	/s/ William P. Georges
			William P. Georges, Director
Date:	April 1, 2024	By:	/s/ Dylan Glenn
			Dylan Glenn, Director
Date:	April 1, 2024	By:	/s/ Gregory B. Braca
			Gregory B. Braca, Director
Date:	April 1, 2024	By:	/s/ David E. Ullman
			David E. Ullman, Director
Date:	April 1, 2024	By:	/s/ Dondi Black
			Dondi Black, Director

FINANCIAL STATEMENTS

INDEX

FINANCIAL STATEMENTS:
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRMS	F-2
Balance Sheets as of December 31, 2023 and 2022	F-4
Statements of Operations for the Years Ended December 31, 2023 and 2022	F-5
Statements of Stockholders’ Equity for the Years Ended December 31, 2023 and 2022	F-6
Statements of Cash Flows for the Years Ended December 31, 2023 and 2022	F-7
NOTES TO FINANCIAL STATEMENTS	F-8

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