Pure Storage Inc
For the period ended Feb 4, 2024. Filed Apr 1, 2024.
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FY2024 · Filed Apr 1, 2024
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Item 15. Exhibits, Financial Statement Schedules
(a)(1) Consolidated Financial Statements
We have filed the consolidated financial statements listed in the Index to Consolidated Financial Statements, Schedules, and Exhibits included in Part II, Item 8, “Financial Statements and Supplementary Data” of this Annual Report on Form 10-K.
(a)(2) Financial Statement Schedules
All financial statement schedules have been omitted because they are not applicable, not material, or the required information is shown in the consolidated financial statements or the notes thereto.
(a)(3) Exhibits
The documents set forth below are filed herewith or incorporated herein by reference to the location indicated.
Exhibit Index
| Incorporation By Reference | |||||
|---|---|---|---|---|---|
| ExhibitNumber | Description | Form | SEC File No. | Exhibit | Filing Date |
| 3.1 | Amended and Restated Certificate of Incorporation. | 10-Q | 001-37570 | 3.1 | 12/11/2015 |
| 3.2 | Amended and Restated Bylaws. | S-1 | 333-206312 | 3.4 | 9/9/2015 |
| 4.1 | Form of Class A Common Stock Certificate of the Company. | S-1 | 333-206312 | 4.1 | 9/9/2015 |
| 4.2 | Reference is made to Exhibits 3.1 and 3.2. | — | — | — | — |
| 4.3 | Description of Registrant's Securities. | 10-K | 001-37570 | 4.5 | 3/27/2020 |
| 10.1+ | Pure Storage, Inc. Amended and Restated 2009 Equity Incentive Plan. | S-1 | 333-206312 | 10.2 | 8/12/2015 |
| 10.2+ | Forms of Grant Notice, Stock Option Agreement and Notice of Exercise under the Pure Storage, Inc. 2009 Equity Incentive Plan. | S-1 | 333-206312 | 10.3 | 8/12/2015 |
| 10.3+ | Pure Storage, Inc. 2015 Equity Incentive Plan. | 10-K | 001-37570 | 10.3 | 4/7/2022 |
| 10.4+ | Forms of Grant Notice, Stock Option Agreement and Notice of Exercise under the Pure Storage, Inc. 2015 Equity Incentive Plan. | S-1 | 333-206312 | 10.5 | 9/24/2015 |
| 10.5+ | Form of Restricted Stock Unit Grant Notice and Award Agreement under the Pure Storage, Inc. 2015 Equity Incentive Plan. | 10-K | 001-37570 | 10.6 | 3/25/2016 |
| 10.6+ | Form of Restricted Stock Award Grant Notice and Award Agreement under the Pure Storage, Inc. 2015 Equity Incentive Plan. | 8-K | 001-37570 | 10.1 | 3/16/2018 |
| 10.7+ | Pure Storage, Inc. Amended and Restated 2015 Employee Stock Purchase Plan | 10-Q | 001-37570 | 10.1 | 8/30/2019 |
| 10.8+ | Form of Indemnity Agreement, by and between Pure Storage, Inc. and each director and executive officer. | S-1 | 333-206312 | 10.7 | 9/9/2015 |
| 10.9+ | Offer Letter, by and between Pure Storage, Inc. and Charles Giancarlo, dated August 22, 2017. | 10-Q | 001-37570 | 10.1 | 12/8/2017 |
| 10.10+ | Offer Letter by and between Pure Storage, Inc. and Kevan Krysler, dated November 15, 2019 | 10-Q | 001-37570 | 10.2 | 12/9/2019 |
| 10.11+ | Pure Storage, Inc. Change in Control and Severance Benefit Plan. | 10-Q | 001-37570 | 10.12 | 12/9/2020 |
| 10.12 | Credit Agreement, originally dated as of August 24, 2020 and as amended as of March 15, 2023 among Pure Storage, Inc., the Lenders from time to time party hereto and Barclays Bank PLC, as administrative agent, issuing bank and swingline lender. | 10-K | 001-37570 | 10.12 | 4/3/2023 |
| 10.13+ | Pure Storage, Inc. Employee Cash Incentive Plan. | 8-K | 001-37570 | 10.2 | 3/16/2018 |
| 10.14+ | Offer Letter by and between Pure Storage, Inc. and Ajay Singh, dated December 8, 2020 | 10-K | 001-37570 | 10.16 | 4/7/2022 |
| 10.15+ | Pure Storage, Inc. Deferred Compensation Plan, effective January 1, 2023 | 10-K | 001-37570 | 10.15 | 4/3/2023 |
| 21.1* | Subsidiaries of the Registrant. | — | — | — | — |
| Incorporation By Reference | |||||
|---|---|---|---|---|---|
| ExhibitNumber | Description | Form | SEC File No. | Exhibit | Filing Date |
| 23.1* | Consent of Deloitte & Touche LLP, independent registered public accounting firm. | — | — | — | — |
| 24.1* | Power of Attorney (see signature page to this report). | — | — | — | — |
| 31.1* | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | — | — | — | — |
| 31.2* | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | — | — | — | — |
| 32.1** | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | — | — | — | — |
| 97.1* | Pure Storage, Inc. Incentive Compensation Recoupment Policy | — | — | — | — |
| 101.INS | XBRL Instance Document | — | — | — | — |
| 101.SCH | XBRL Taxonomy Extension Schema Document | — | — | — | — |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | — | — | — | — |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document | — | — | — | — |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document | — | — | — | — |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document | — | — | — | — |
| 104 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document (included in Exhibit 101) | — | — | — | — |
| * | Filed herewith. |
|---|---|
| ** | Furnished herewith. |
| + | Indicates management contract or compensatory plan. |
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