SANDRIDGE ENERGY INC
For the period ended Dec 31, 2023. Filed Mar 7, 2024.
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FY2023 · Filed Mar 7, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits and Financial Statement Schedules
The following documents are filed as a part of this report:
- Consolidated Financial Statements
Reference is made to the Index to Consolidated Financial Statements appearing on page 57.
- Financial Statement Schedules
All financial statement schedules have been omitted because they are not applicable or the required information is presented in the consolidated financial statements or notes thereto.
- Exhibits
EXHIBIT INDEX
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNo. | Exhibit Description | Form | SECFile No. | Exhibit | Filing Date | FiledHerewith |
| 2.1 | Amended Joint Chapter 11 Plan of Reorganization of SandRidge Energy, Inc., et al., dated September 19, 2016 | 8-A | 001-33784 | 2.1 | 10/4/2016 | |
| 3.1 | Amended and Restated Certificate of Incorporation of SandRidge Energy, Inc. | 8-A | 001-33784 | 3.1 | 10/4/2016 | |
| 3.2 | Amended and Restated Bylaws of SandRidge Energy, Inc. | 8-A | 001-33784 | 3.2 | 10/4/2016 | |
| 3.3 | Certificate of Designations of Series B Participating Preferred Stock of SandRidge Energy, Inc. | 8-K | 001-33784 | 3.1 | 11/27/2017 | |
| 3.4 | Certificate of Designation of Series A Junior Participating Preferred Stock of SandRidge Energy, Inc., as filed with the Secretary of State of Delaware | 8-A | 001-33784 | 3.1 | 7/2/2020 | |
| 4.1 | Form of specimen Common Stock certificate of SandRidge Energy, Inc. | 8-K | 001-33784 | 4.1 | 10/7/2016 | |
| 4.2 | Warrant Agreement, dated as of October 4, 2016, between SandRidge Energy, Inc. and American Stock Transfer & Trust Company, LLC, as warrant agent | 8-K | 001-33784 | 10.6 | 10/7/2016 | |
| 4.3 | Registration Rights Agreement dated as of October 4, 2016, among SandRidge Energy, Inc. and the holders party thereto | 8-A | 001-33784 | 10.1 | 10/4/2016 | |
| 4.4 | Stockholder Rights Agreement, dated as of November 26, 2017, between SandRidge Energy, Inc. as the Company, and American Stock Transfer & Trust Company, LLC as Rights Agent | 8-K | 001-33784 | 4.1 | 11/27/2017 | |
| 4.5 | First Amendment to Stockholder Rights Agreement, dated as of January 22, 2018, by and between SandRidge Energy, Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent | 8-K | 001-33784 | 4.1 | 1/23/2018 | |
| 4.6 | Description of Registrant's Securities | 10-K | 001-33784 | 4.6 | 2/27/2020 | * |
| 4.7 | Tax Benefits Preservation Plan, dated July 1, 2020, between SandRidge Energy, Inc. and American Stock Transfer & Trust Company, LLC as Rights Agent | 8-K | 001-33784 | 4.1 | 7/2/2020 | |
| 4.8 | First Amendment to Tax Benefits Preservation Plan | 8-K | 001-33784 | 4.1 | 3/16/2021 | |
| 4.9 | Second Amendment to Tax Benefits Preservation Plan | 8-K | 001-33784 | 4.1 | 6/20/2023 | |
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| ExhibitNo. · Exhibit Description · Form · SECFile No. · Exhibit · Filing Date · FiledHerewith | |||||
| 10.1† | SandRidge Energy, Inc. 2016 Omnibus Incentive Plan | 8-K | 001-33784 | 10.8 | 10/7/2016 |
| 10.1.1† | Form of Restricted Stock Award Certificate and Agreement for SandRidge Energy, Inc. 2016 Omnibus Incentive Plan | 10-K | 001-33784 | 10.1.4 | 3/3/2017 |
| 10.1.1.1† | Form of Amendment No. 1 to the Restricted Stock Award Certificate and Agreement for SandRidge Energy, Inc. 2016 Omnibus Incentive Plan | 10-Q | 001-33784 | 10.1.4.1 | 11/3/2017 |
| 10.1.2† | Form of Performance Share Unit Award Certificate and Agreement for SandRidge Energy, Inc. 2016 Omnibus Incentive Plan | 10-K | 001-33784 | 10.1.5 | 3/3/2017 |
| 10.1.3† | Form of Non-employee Director Restricted Stock Award Certificate and Agreement for SandRidge Energy, Inc. 2016 Omnibus Incentive Plan | 10-Q | 001-33784 | 10.1.6 | 8/7/2017 |
| 10.1.3.1† | Form of Amendment No. 1 to the Non-employee Director Restricted Stock Award Certificate and Agreement for SandRidge Energy, Inc. 2016 Omnibus Incentive Plan | 10-Q | 001-33784 | 10.1.6.1 | 11/3/2017 |
| 10.1.4† | Form of Restricted Stock Award Certificate and Agreement (Double Trigger) for SandRidge Energy, Inc. 2016 Omnibus Incentive Plan | 10-K | 001-33784 | 10.1.7 | 2/22/2018 |
| 10.1.5† | Form of Non-employee Director Restricted Stock Award Agreement for SandRidge Energy, Inc. 2016 Omnibus Incentive Plan, dated July 17, 2018 | 10-Q | 001-33784 | 10.1.1 | 11/8/2018 |
| 10.2† | Amended and Restated SandRidge Energy, Inc. 2016 Omnibus Incentive Plan, dated August 8, 2018 | 10-Q | 001-33784 | 10.1 | 11/8/2018 |
| 10.2.1† | Form of Executive Restricted Stock Award Agreement for Amended and Restated SandRidge Energy, Inc. 2016 Omnibus Incentive Plan | 10-Q | 001-33784 | 10.1.2 | 11/8/2018 |
| 10.2.2† | Form of Performance Share Unit Award Agreement for Amended and Restated SandRidge Energy, Inc. 2016 Omnibus Incentive Plan | 10-Q | 001-33784 | 10.1.3 | 11/8/2018 |
| 10.2.3† | Form of Option Award Agreement for Amended and Restated SandRidge Energy, Inc. 2016 Omnibus Incentive Plan | 10-K | 001-33784 | 10.2.3 | 3/4/2019 |
| 10.3† | 2015 Form of Employment Agreement for Executive Vice Presidents and Senior Vice Presidents of SandRidge Energy, Inc. | 10-Q | 001-33784 | 10.3.4 | 11/5/2015 |
| 10.4† | The SandRidge Energy, Inc. Special Severance Plan | 10-Q | 001-33784 | 10.3.7 | 5/09/2019 |
| 10.4.1† | First Amendment to the SandRidge Energy, Inc. Special Severance Plan | 10-Q | 001-33784 | 10.3.8 | 5/09/2019 |
| 10.4.2† | Second Amendment to the SandRidge Energy, Inc. Special Severance Plan | 10-K | 001-33784 | 10.4.2 | 2/27/2020 |
| 10.5† | Form of Indemnification Agreement for directors and officers | 8-K | 001-33784 | 10.9 | 10/7/2016 |
| 10.6 | Amended and Restated Credit Agreement, dated as of June 21, 2019, among SandRidge Energy, Inc., Royal Bank of Canada, as Administrative Agent, and the other lenders party thereto filed as Exhibit A to the Refinancing Amendment No. 2 to the Existing Credit Agreement | 8-K | 001-33784 | 10.1 | 6/27/2019 |
| 10.7 | Pledge and Security Agreement, dated as of October 4, 2016, by SandRidge Energy, Inc., the other grantors party thereto, and Royal Bank of Canada, as Administrative Agent | 10-K | 001-33784 | 10.6 | 3/3/2017 |
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNo. | Exhibit Description | Form | SECFile No. | Exhibit | Filing Date | FiledHerewith |
| 10.8 | Intercreditor and Subordination Agreement, dated as of October 4, 2016, among SandRidge Energy, Inc., Royal Bank of Canada, as priority lien agent, and Wilmington Trust, National Association, as the subordinated collateral trustee | 8-K | 001-33784 | 10.4 | 10/7/2016 | |
| 10.9 | Collateral Trust Agreement, dated as of October 4, 2016, among SandRidge Energy, Inc., the guarantors from time to time party thereto, Wilmington Trust, National Association, as Trustee under the Indenture, the other Parity Lien Representatives from time to time party thereto and Wilmington Trust, National Association, as Collateral Trustee | 8-K | 001-33784 | 10.5 | 10/7/2016 | |
| 10.10.1 | Settlement Agreement, dated June 19, 2018, by and among SandRidge Energy, Inc., Carl C. Icahn, Icahn Partners LP, Icahn Partners Master Fund LP, Icahn Enterprises G.P. Inc., Icahn Enterprises Holdings L.P., IPH GP LLC, Icahn Capital L.P., Icahn Onshore LP, Icahn Offshore LP, Beckton Corp., High River Limited Partnership, Hopper Investments LLC and Barberry Corp. and Bob Alexander, Sylvia K. Barnes, Jonathan Christodoro, William M. Griffin, Jr., John “Jack” Lipinski and Randolph Read | 8-K | 001-33784 | 10.1 | 6/19/2018 | |
| 10.10.2 | Confidentiality Agreement, dated June 22, 2018, by and among SandRidge Energy, Inc., Carl C. Icahn, High River Limited Partnership, Hopper Investments LLC, Barberry Corp., Icahn Partners LP, Icahn Partners Master Fund LP, Icahn Enterprises G.P. Inc., Icahn Enterprises Holdings L.P., IPH GP LLC, Icahn Capital LP, Icahn Onshore LP, Icahn Offshore LP, Beckton Corp, Jesse Lynn and Louie Pastor | 8-K | 001-33784 | 10.2 | 6/19/2018 | |
| 10.11 | Purchase and Sale Agreement by and between SandRidge Energy, Inc. and Gondola Resources, LLC, dated December 11, 2020 | 8-K | 001-33784 | 2.1 | 12/14/2020 | |
| 10.12 | Stock Options Award Agreement - Grayson Pranin | * | ||||
| 10.13 | Restricted Stock Units Award Agreement - Grayson Pranin | * | ||||
| 16.1 | Letter of Deloitte & Touche LLP dated June 21, 2022 to the SEC regarding statements included in this Form 8-K | 8-K | 001-33784 | 16.1 | 6/21/2022 | |
| 16.1.2 | Letter of Moss Adams LLP dated April 27, 2023 to the SEC regarding statements included in this Form 8-K | 8-K | 001-33784 | 16.1 | 4/27/2023 | |
| 21.1 | Subsidiaries of SandRidge Energy, Inc. | * | ||||
| 22.1 | Subsidiary Guarantors and Issuers of Guaranteed Securities | 10-K | 001-33784 | 22.1 | 3/4/2021 | |
| 23.1 | Consent of Grant Thornton LLP | * | ||||
| 23.2 | Consent of Moss Adams LLP | * | ||||
| 23.3 | Consent of Deloitte & Touche LLP | * | ||||
| 23.4 | Consent of Cawley, Gillespie & Associates | * | ||||
| 23.5 | Consent of Ryder Scott Company, L.P. | * | ||||
| 31.1 | Section 302 Certification-Chief Executive Officer | * | ||||
| 31.2 | Section 302 Certification-Chief Financial Officer | * | ||||
| 32.1 | Section 906 Certifications of Chief Executive Officer and Chief Financial Officer | * | ||||
| 97.1 | Incentive Based Compensation Recoupment Policy | * | ||||
| 99.1 | Report of Cawley, Gillespie & Associates | * | ||||
| Incorporated by Reference | ||||||
| ExhibitNo. | Exhibit Description | Form | SECFile No. | Exhibit | Filing Date | FiledHerewith |
| 99.2 | Schedule II - Valuation and Qualifying Accounts | * | ||||
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | * | ||||
| 101.SCH | XBRL Taxonomy Extension Schema Document | * | ||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | * | ||||
| 101.DEF | XBRL Taxonomy Extension Definition Document | * | ||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document | * | ||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document | * | ||||
| † Management contract or compensatory plan or arrangement | ||||||
|---|---|---|---|---|---|---|
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.