LanzaTech Global Inc
For the period ended Dec 31, 2023. Filed Feb 29, 2024.
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FY2023 · Filed Feb 29, 2024
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Item 9B. Other Information
Securities Trading Plans of Directors and Officers
On November 13,2023, Freya Burton, Chief Sustainability Officer, adopted a trading plan (the “Burton Plan”) intended to satisfy the affirmative defense of Rule 10b5-1(c). The Burton Plan is scheduled to commence on February 29, 2024, with a termination date of October 31, 2024, and provides for the sale of up to 131,239 shares of the Company’s common stock. The Burton Plan contemplates the sale of an additional 174,986 shares of Common Stock by Ms. Burton’s spouse.
On December 11, 2023, Robert Conrado, Vice President of Engineering Design and Development, adopted a trading plan (the “Conrado Plan”) intended to satisfy the affirmative defense of Rule 10b5-1(c). The Conrado Plan is scheduled to commence on March 11, 2024, with a termination date of September 11, 2024, and provides for the sale of up to 696,553 shares of the Company’s common stock.
Except as noted above, during the three months ended December 31, 2023, none of our other directors or executive officers adopted orterminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of Regulation S-K).
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