Sweetgreen Inc
For the period ended Dec 31, 2023. Filed Feb 29, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 29, 2024
SG$13.24-0.9%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits, Financial Statement Schedules
(a) Exhibits.
The following exhibits are included herein or incorporated herein by reference:
| Incorporation by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNumber | ExhibitDescription | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 3.1 | Amended and Restated Certificate of Incorporation of the Registrant | 8-K | 001-41069 | 3.1 | 11/22/2021 | |
| 3.2 | Amended and Restated Bylaws of the Registrant | 8-K | 001-41069 | 3.2 | 11/22/2021 | |
| 4.1 | Form of Class A Common Stock Certificate of the Registrant. | S-1/A | 333-260472 | 4.1 | 11/09/2021 | |
| 4.2 | Description of Capital Stock | 10-K | 001-41069 | 4.2 | 03/04/2022 | |
| 10.1 | Amended and Restated Stockholders’ Agreement, dated as of September 3, 2021, by and between the Registrant and certain of its stockholders. | S-1 | 333-260472 | 10.1 | 10/25/2021 | |
| 10.2+ | Sweetgreen, Inc. 2009 Equity Incentive Plan and forms of agreements thereunder. | S-1 | 333-260472 | 10.2 | 10/25/2021 | |
| 10.3+ | Sweetgreen, Inc. 2019 Equity Incentive Plan and forms of agreements thereunder. | S-1 | 333-260472 | 10.3 | 10/25/2021 | |
| 10.4+ | Forms of Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement for Awards Under the 2019 Equity Incentive Plan. | S-1 | 333-260472 | 10.4 | 10/25/2021 | |
| 10.5+ | Sweetgreen, Inc. 2021 Equity Incentive Plan and forms of agreements thereunder. | X | ||||
| 10.6+ | Spyce Food Co. 2016 Stock Option and Grant Plan. | S-1 | 333-260472 | 10.6 | 10/25/2021 | |
| 10.7+ | Sweetgreen, Inc. 2021 Employee Stock Purchase Plan. | S-1 | 333-260472 | 10.7 | 10/25/2021 | |
| 10.8+ | Non-Employee Director Compensation Policy. | S-1 | 333-260472 | 10.8 | 10/25/2021 | |
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| 10.9+ | Form of Indemnification Agreement entered into by and between the Registrant and each director and executive officer. | S-1 | 333-260472 | 10.9 | 10/25/2021 | |
| 10.10+ | Executive Employment Agreement, effective October 1, 2021, by and between the Registrant and Jonathan Neman. | S-1 | 333-260472 | 10.10 | 10/25/2021 | |
| 10.11+ | Executive Employment Agreement, effective October 1, 2021, by and between the Registrant and Nicolas Jammet. | X | ||||
| 10.12+ | Executive Employment Agreement, effective October 1, 2021, by and between the Registrant and Jim McPhail. | S-1 | 333-260472 | 10.12 | 10/25/2021 | |
| 10.13+ | Executive Employment Agreement, effective October 1, 2021, by and between the Registrant and Nathaniel Ru. | X | ||||
| 10.14+ | Executive Employment Agreement, effective October 1, 2021, by and between the Registrant and Mitch Reback. | X | ||||
| 10.15+ | Executive Employment Agreement, effective October 1, 2021, by and between the Registrant and Wouleta Ayele. | X | ||||
| 10.16+ | Executive Employment Agreement, effective October 1, 2021, by and between the Registrant and Adrienne Gemperle. | X | ||||
| 10.17+ | Executive Employment Agreement, effective February 5, 2024, by and between the Registrant and Rossann Williams. | X | ||||
| 10.18+ | Separation Agreement, effective December 31, 2023, by and between the Registrant and Jim McPhail. | X | ||||
| 10.19 | Lease Agreement, dated as of May 23, 2019, by and between the Registrant and Welcome to the Dairy, LLC. | S-1 | 333-260472 | 10.13 | 10/25/2021 | |
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| 10.20 | First Amendment to Lease Agreement, dated as of August 12, 2020, by and between the Registrant and Welcome to the Dairy, LLC. | S-1 | 333-260472 | 10.14 | 10/25/2021 | |
| 10.21 | First Amended and Restated Revolving Credit, Delayed Draw Term Loan and Security Agreement, dated as of December 14, 2020, by and between the Registrant and EagleBank. | S-1 | 333-260472 | 10.15 | 10/25/2021 | |
| 10.22 | Amendment No. 1 to First Amended and Restated Revolving Credit, Delayed Draw Term Loan and Security Agreement, dated as of September 29, 2021, by and between the Registrant and EagleBank. | S-1 | 333-260472 | 10.16 | 10/25/2021 | |
| 10.23 | Amendment No. 2 to First Amended and Restated Revolving Credit, Delayed Draw Term Loan and Security Agreement, dated as of May 9, 2022, by and between the Registrant and EagleBank. | 10-Q | 001-41069 | 10.17 | 8/10/2022 | |
| 10.24 | Amendment No. 3 to First Amended and Restated Revolving Credit, Delayed Draw Term Loan and Security Agreement, dated as of December 13, 2022, by and between the Registrant and EagleBank. | 8-K | 001-41069 | 10.18 | 12/16/2022 | |
| 10.25+ | Form of Exchange Agreement by and among the Registrant, Jonathan Neman, Nicolas Jammet, Nathaniel Ru, and certain related entities. | S-1 | 333-260472 | 10.17 | 10/25/2021 | |
| 10.26 | Amendment No. 4 to First Amended and Restated Revolving Credit, Delayed Draw Term Loan and Security Agreement, dated as of April 25, 2023, by and between the Registrant and EagleBank. | 10-Q | 001-41069 | 10.1 | 7/28/2023 | |
| 21.1 | Subsidiaries of the Registrant. | X | ||||
| 23.1 | Consent of Deloitte & Touche LLP, independent registered public accounting firm. | X | ||||
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| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X |
| 31.2 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X |
| 32.1† | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X |
| 97.1 | Incentive Compensation Recoupment Policy | X |
| 101.INS | XBRL Instance Document (embedded within the Inline XBRL document) | X |
| 101.SCH | XBRL Taxonomy Extension Schema Document | X |
| 101.CAL | XBRL Taxonomy Extension Schema Document | X |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document | X |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document | X |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document | X |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X |
- Indicates management contract or compensatory plan.
† The certifications attached as Exhibit 32.1 and Exhibit 32.2 that accompany this Annual Report are not deemed filed with the
Securities and Exchange Commission and are not to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Annual Report, irrespective of any general incorporation language contained in such filing.
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(b) Financial Statement Schedules.
All financial statement schedules are omitted because the information required to be set forth therein is not applicable or is shown in the consolidated financial statements or the notes thereto.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.