MARATHON DIGITAL HOLDINGS INC
For the period ended Dec 31, 2023. Filed Feb 28, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 28, 2024
MARA$6.35+8.1%Stored close · as of Nov 6, 2026
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Item 15. EXHIBITS
The following exhibits are filed as part of this Annual Report.
| Exhibit Number | Exhibit Description | Form | Date of First Filing | Exhibit Number | Provided Herewith |
|---|---|---|---|---|---|
| 3.1 · Restated Articles of Incorporation of Marathon Digital Holdings, Inc. · X | |||||
| 3.2 · Amended and Restated Bylaws of Marathon Digital Holdings, Inc. · X | |||||
| 4.1 · Description of Capital Stock · X | |||||
| 4.2 | Indenture, dated November 18, 2021, by and between Marathon Digital Holdings, Inc. and U.S. Bank National Association | Form 8-K | 11/18/2021 | 4.1 | |
| 4.3 | Form of Common Stock Purchase Warrant | Form S-1 | 6/29/2020 | 4.5 | |
| 10.1# | Marathon Digital Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan | X | |||
| 10.2# | Form of Restricted Stock Unit Agreement | X | |||
| 10.3 | At-the-Market Offering Agreement, dated October 24, 2023, by and between Marathon Digital Holdings, Inc. and H.C. Wainwright & Co., LLC | Form S-3 | 10/24/2023 | 4.12 | |
| 10.4# | Employee Employment Agreement, dated August 30, 2017, by and between Marathon Patent Group, Inc. and James Crawford | Form 8-K | 9/05/2017 | 10.3 | |
| 10.5# | Executive Employment Agreement, dated April 26, 2021, by and between Marathon Patent Group, Inc. and Fred Thiel | Form 8-K | 4/30/2021 | 99.1 | |
| 10.6# | Employment Agreement, dated December 20, 2021, by and between Marathon Digital Holdings, Inc. and Ashu Swami | Form 8-K | 1/03/2022 | 10.1 | |
| 10.7# | Executive Employment Agreement, dated November 21, 2022, by and between Marathon Digital Holdings, Inc. and John Lee | Form 8-K | 11/28/2022 | 10.1 | |
| 10.8# | Executive Employment Agreement, dated May 31, 2023, by and between Marathon Digital Holdings, Inc. and Salman Khan | Form 8-K | 6/06/2023 | 10.1 | |
| 10.9# | Executive Employment Agreement, dated July 29, 2022, by and between Marathon Digital Holdings, Inc. and Adam Swick | X | |||
| 10.10 | NYDIG Digital Asset Custodial Terms and Conditions, dated July 27, 2021, by and between Marathon Digital Holdings, Inc. and NYDIG Execution LLC | Form 10-Q | 05/10/2023 | 10.1 | |
| 10.11 | Shareholders’ Agreement, dated January 2023, by and between Marathon Digital Holdings, Inc. and FS Innovation LLC | Form 10-K | 3/16/2023 | 10.63 | |
| 19.1 | Marathon Digital Holdings, Inc. Statement of Policies and Procedures Governing Material Nonpublic Information and the Prevention of Insider Trading | X | |||
| 21.1 | Subsidiaries of Marathon Digital Holdings, Inc. | X | |||
| 23.1 | Consent of Marcum LLP | X | |||
| 24.1 | Power of Attorney (included on the signature page) | X |
| 31.1 | Certificate of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X |
| 31.2 | Certificate of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X |
| 32.1* | Certification of the Chief Executive Officer and Chief Financial Officer pursuant to U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X |
| 97.1 | Marathon Digital Holdings, Inc. Policy for the Recovery of Erroneously Awarded Compensation | X |
| 101.INS | Inline XBRL Instance Document | X |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | X |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X |
| # | Indicates management contract or compensatory plan. | |
| * | This certification is not deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section. Such certification will not be deemed to be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except to the extent that the registrant specifically incorporates it by reference. |
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