FIGS Inc
For the period ended Dec 31, 2023. Filed Feb 28, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 28, 2024
FIGS$22.39+3.8%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
Item 15. Exhibit and Financial Statement Schedules.
The following documents are filed as part of this Annual Report on Form 10-K:
- Financial Statements
Our financial statements are listed in the “Index to Financial Statements” under Part II, Item 8, of this Annual Report on Form 10-K.
- Financial Statement Schedules
All financial statement schedules have been omitted because they are not required or are not applicable, not material or because the required information is shown in our financial statements or the notes thereto.
- Exhibits
The exhibits listed below are filed as part of this Annual Report on Form 10-K.
Exhibit Index
| Incorporated by Reference · Filed / Furnished Herewith | ||||||
|---|---|---|---|---|---|---|
| Exhibit Number · Exhibit Description · Form · File No. · Exhibit · Filing Date | ||||||
| 3.1 | Amended and Restated Certificate of Incorporation of FIGS, Inc. | 10-K | 001-40448 | 3.1 | 2/28/2023 | |
| 3.2 | Amended and Restated Bylaws of FIGS, Inc. | 10-K | 001-40448 | 3.2 | 2/28/2023 | |
| 4.1 | Form of Certificate of Common Stock. | S-1 | 333-255797 | 4.1 | 5/5/2021 | |
| 4.2 | Amended and Restated Stockholders’ Agreement by and between FIGS, Inc. and certain security holders of FIGS, Inc., dated October 23, 2020. | S-1/A | 333-255797 | 4.2 | 5/20/2021 | |
| 4.3 | Description of the Registrant's Securities | 10-K | 001-40448 | 4.3 | 3/10/2022 | |
| 10.1 | Credit Agreement dated September 7, 2021 between the Company and Bank of America, N.A. | 8-K | 001-40448 | 10.1 | 9/10/2021 | |
| 10.1.1 | First Amendment to Credit Agreement, dated February 27, 2023, between the Company and Bank of America, N.A. | 10-K | 001-40448 | 10.1.1 | 2/28/2023 | |
| 10.2 | Form of Indemnification Agreement between FIGS, Inc. and its directors and officers. | S-1 | 333-255797 | 10.1 | 5/5/2021 | |
| 10.3# | 2021 Equity Incentive Award Plan. | 10-K | 001-40448 | 10.3 | 2/28/2023 | |
| 10.4# | Form of Stock Option Grant Notice and Agreement under 2021 Equity Incentive Award Plan. | S-1/A | 333-255797 | 10.6 | 5/20/2021 | |
| 10.5# | Form of Restricted Stock Unit Grant Notice and Agreement under 2021 Equity Incentive Award Plan. | S-1/A | 333-255797 | 10.7 | 5/20/2021 | |
| 10.6# | 2021 Employee Stock Purchase Plan. | 10-K | 001-40448 | 10.6 | 2/28/2023 | |
| 10.7# | Second Amended and Restated Employment Agreement by and between FIGS, Inc. and Heather Hasson, effective August 4, 2022. | 8-K | 001-40448 | 10.1 | 8/4/2022 | |
| 10.8# | Amended and Restated Employment Agreement by and between FIGS, Inc. and Catherine Spear. | 10-K | 001-40448 | 10.8 | 2/28/2023 | |
| 10.9# | Non-Employee Director Compensation Program. | S-1/A | 333-255797 | 10.14 | 5/20/2021 | |
| 10.10# | Voting Agreement by and among FIGS, Inc., Heather Hasson, Catherine Spear, Tulco, LLC and certain related entities. | 10-K | 001-40448 | 10.10 | 2/28/2023 | |
| 10.10.1# | Amendment and Joinder to Voting Agreement, by and among FIGS, Inc., Heather Hasson, Catherine Spear, Tulco, LLC, Thomas Tull and certain related persons and trusts. | 8-K | 001-40448 | 10.1 | 3/23/2022 | |
| 10.11# | Equity Award Exchange Right Agreement between FIGS, Inc. and each of Heather Hasson and Catherine Spear. | 10-K | 001-40448 | 10.11 | 2/28/2023 | |
| 10.12# | Employment Agreement by and between FIGS, Inc. and Daniella Turenshine. | 10-K | 001-40448 | 10.15 | 3/10/2022 | |
| 10.13# | Cash Sale Bonus Letter Agreement by and between FIGS, Inc. and Heather Hasson, dated February 22, 2018. | S-1/A | 333-255797 | 10.15 | 5/20/2021 | |
| 10.14# | Cash Sale Bonus Letter Agreement by and between FIGS, Inc. and Catherine Spear, dated February 22, 2018. | S-1/A | 333-255797 | 10.16 | 5/20/2021 | |
| 10.15 | Office Lease by and between FIGS, Inc. and 2834 Colorado Avenue, LLC, dated November 26, 2018. | S-1 | 333-255797 | 10.10 | 5/5/2021 | |
| 10.16# | FIGS, Inc. Amended 2016 Equity Incentive Plan. | S-8 | 333-256585 | 99.1 | 5/28/2021 | |
| 10.17# | Form of Stock Option Grant Notice and Agreement under 2016 Equity Incentive Plan. | S-1 | 333-255797 | 10.3 | 5/5/2021 | |
| 10.18# | Form of Founders Restricted Stock Unit Grant Notice and Agreement under 2016 Equity Incentive Plan. | S-1 | 333-255797 | 10.4 | 5/5/2021 | |
| 21.1 | List of Subsidiaries of FIGS, Inc. | 10-K | 001-40448 | 3.2 | 2/28/2023 | |
| 23.1 | Consent of Ernst & Young, LLP. | * | ||||
| 24.1 | Power of Attorney (included on signature page). | * | ||||
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a). | * | ||||
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a). | * | ||||
| 32.1 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350. | ** | ||||
| 32.2 | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350. | ** | ||||
| 97.1 | Policy for Recovery of Erroneously Awarded Compensation. | * | ||||
| 101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | * | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | * |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | * |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | * |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | * |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | * |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | * |
| * | Filed herewith. | |
| ** | Furnished herewith. | |
| # | Indicates a management contract or compensatory plan |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.