LIVE VENTURES Inc
For the period ended Dec 31, 2023. Filed Feb 8, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Dec 31, 2023 · Filed Feb 8, 2024
LIVE$7.29+2.0%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
The following exhibits are filed with or incorporated by reference into this Quarterly Report.
| 3.1 | Amended and Restated Articles of Incorporation | 8-K | 001-33937 | 3.1 | 08/15/07 | |
| 3.8 | Bylaws | 10-Q | 001-33937 | 3.8 | 08/14/18 | |
| 10.122 | Credit Agreement by and between Vintage Stock, Inc. and Bank Midwest, a division of NBH BANK, dated October 17, 2023. | 8-K | 001-33937 | 10.122 | 10/23/23 | |
| 10.123 | Revolving Credit Note by and between Vintage Stock, Inc. and Bank Midwest, a division of NBH BANK, dated October 17, 2023. | 8-K | 001-33937 | 10.123 | 10/23/23 | |
| 10.124 | Security Agreement by and between Vintage Stock, Inc. and Bank Midwest, a division of NBH BANK, dated October 17, 2023. | 8-K | 001-33937 | 10.124 | 10/23/23 | |
| 10.125 | * | First Amendment of a Credit and Security Agreement by and among Precision Metal Works, Inc. and PMW Affiliated Holdings, Inc. and Fifth Third Bank, National Association, dated as of December 22, 2023. | ||||
| 10.126 | *† | First Amendment to Employment Agreement by and between Flooring Liquidators, Inc. and Stephen J. Kellogg, dated December 28, 2023. | ||||
| 10.127 | *† | First Amendment to Employment Agreement between Live Ventures Incorporated and David Verret, effective October 1, 2023. | ||||
| 10.128 | *† | Third Amendment to Employment Agreement, dated as of January 6, 2024, by and between Precision Industries, Inc. and Thomas Sedlak. | ||||
| 31.1 | * | Certification of the President and Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 31.2 | * | Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.1 | * | Certification of the President and Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.2 | * | Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 101.INS | * | Inline XBRL Instance Document | ||||
| 101.SCH | * | Inline XBRL Taxonomy Extension Schema Document | ||||
| 101.CAL | * | Inline XBRL Taxonomy Extension Calculation Linkbase Document | ||||
| 101.DEF | * | Inline XBRL Taxonomy Extension Definition Linkbase Document | ||||
| 101.LAB | * | Inline XBRL Taxonomy Extension Label Linkbase Document | ||||
| 101.PRE | * | Inline XBRL Taxonomy Extension Presentation Linkbase Document | ||||
| 104 | Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101) | |||||
*Filed herewith
† Indicates a management contract or compensatory plan or arrangement.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.