CS Disco, Inc.
For the period ended Dec 31, 2025. Filed Feb 25, 2026.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2025 · Filed Feb 25, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
The following documents are filed as a part of this Annual Report on Form 10-K:
(a) Financial Statements
Our consolidated Financial Statements are listed within Part II, Item 8 of this Annual Report on Form 10-K.
(b) Financial Statement Schedules
Schedules required by this item have been omitted since they are either not required or not applicable or because the information required is included in the consolidated financial statements included elsewhere herein or the notes thereto.
(c) Exhibits
The information required by this Item is set forth on the exhibit index that precedes the signature page of this Annual Report on Form 10-K.
EXHIBIT INDEX
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibitnumber | Description | Form | File No. | Exhibit | Filing Date |
| 3.1 | Amended and Restated Certificate of Incorporation of the Registrant, as currently in effect. | 8-K | 001-40624 | 3.1 | July 23, 2021 |
| 3.2 | Amended and Restated Bylaws of the Registrant. | 10-K | 001-40624 | 3.2 | February 24, 2023 |
| 4.1 | Form of Common Stock Certificate. | S-1/A | 333-257435 | 4.1 | July 12, 2021 |
| 4.2 | Description of Securities. | 10-K | 001-40624 | 4.2 | February 25, 2022 |
| 10.1 | Fifth Amended and Restated Investors’ Rights Agreement, dated as of September 29, 2020. | S-1/A | 333-257435 | 10.1 | June 25, 2021 |
| 10.2+ | Long Term Incentive Plan, as amended, and forms of agreements thereunder. | S-1/A | 333-257435 | 10.2 | June 25, 2021 |
| 10.3+ | 2021 Equity Incentive Plan for forms of agreements thereunder. | S-1/A | 333-257435 | 10.3 | July 12, 2021 |
| 10.4+ | 2021 Employee Stock Purchase Plan. | S-1/A | 333-257435 | 10.4 | July 12, 2021 |
| 10.5+ | Form of Indemnity Agreement entered into by and between Registrant and each director and executive officer. | S-1/A | 333-257435 | 10.5 | July 12, 2021 |
| 10.6+* | Employment Agreement by and between the Registrant and Eric Friedrichsen, as amended. | ||||
| 10.7+ | Employment Agreement by and between the Registrant and Aaron Barfoot. | 8-K | 001-40624 | 10.1 | December 22, 2025 |
| 10.8+ | Amended and Restated Employment Agreement by and between the Registrant and Michael Lafair. | 10-Q | 001-40624 | 10.6 | November 10, 2021 |
| 10.9+ | Transition Agreement by and between the Registrant and Michael Lafair. | 8-K | 001-40624 | 10.1 | August 6, 2025 |
| 10.10+* | Amended and Restated Employment Agreement by and between the Registrant and Melanie Antoon, as amended. | ||||
| 10.11+* | Employment Agreement by and between the Registrant and Richard Crum, as amended. | ||||
| 10.12+* | Employment Agreement by and between the Registrant and Susan Garcia, as amended. | ||||
| 10.13+* | Employment Agreement by and between the Registrant and Karen Herckis, as amended. | ||||
| 10.14+ | Amended and Restated Non-Employee Director Compensation Policy. | 10-Q | 001-40624 | 10.4 | May 9, 2024 |
| 10.15+ | Forms of Performance-Vesting Restricted Stock Unit Grant Notice and Award Agreement under the 2021 Equity Incentive Plan. | 10-Q | 001-40624 | 10.2 | May 13, 2022 |
| 10.16+ | Performance Bonus Plan. | 10-Q | 001-40624 | 10.3 | May 13, 2022 |
| 10.17+† | Sublease Agreement, dated May 23, 2022, by and between the Registrant and Workrise Technologies, Inc. | 10-Q | 001-40624 | 10.1 | August 12, 2022 |
| 19.1 | Insider Trading Policy. | 10-K | 001-40624 | 19.1 | February 20, 2025 |
| 21.1* | List of subsidiaries of the Registrant. | ||||
| 23.1* | Consent of Independent Registered Public Accounting Firm. | ||||
| 31.1* | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.2* | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.1# | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 97 | Incentive Compensation Recoupment Policy of the Registrant. | 10-K | 001-40624 | 97 | February 22, 2024 |
| 101.INS | XBRL Instance Document. | ||||
| 101.SCH | XBRL Taxonomy Extension Schema Document. | ||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | ||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | ||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | ||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | ||||
- Filed herewith.
This certification is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.
- Indicates management contract or compensatory plan.
† Certain schedules and exhibits to this exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished to the SEC upon request.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.