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El Pollo Loco Holdings Inc

For the period ended Dec 27, 2023. Filed Mar 8, 2024.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Mar 8, 2024

LOCO$15.47-1.9%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits
Contents

Item 15. Exhibit and Financial Statement Schedules

The following documents are filed as a part of this report:

(1)Financial Statements: Consolidated financial statements filed as part of this report are listed under Item 8. Financial Statements and Supplementary Data.
(2)Financial Statement Schedules: None.
(3)Exhibits:
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​ · ​ · ​ · ​ · ​ · ​ · Incorporated by Reference · ​ · ​
Number​Description​FiledHerewith​Form​PeriodEnded​Exhibit​FilingDate​SEC File Number
3.1​Amended and Restated Certificate of Incorporation of El Pollo Loco Holdings, Inc.​​​10-Q​6/25/2014​3.1​9/5/2014​001-36556
3.2​Certificate of Designations of Series A Preferred Stock of El Pollo Loco Holdings, Inc., as filed with the Secretary of State of the State of Delaware on August 9, 2023​​​8-K​N/A​3.1​8/9/2023​001-36556
3.3​Amended and Restated By-Laws of El Pollo Loco Holdings, Inc.​​​8-K​N/A​3.1​2/2/2024​001-36556
4.1​Description of El Pollo Loco Holdings, Inc. Capital Stock​X​​​​​​​​​​
4.2​Rights Agreement, dated as of August 8, 2023, between El Pollo Loco Holdings, Inc. and Equiniti Trust Company, LLC, as rights agent​​​8-K​N/A​4.1​8/9/2023​001-36556
10.1​Income Tax Receivable Agreement, dated July 30, 2014, between El Pollo Loco Holdings, Inc., and Trimaran Pollo Partners, L.L.C.​​​10-Q​9/24/2014​10.1​11/7/2014​001-36556
10.2​Franchise Development Agreement (Exclusive), dated August 20, 2014, between El Pollo Loco, Inc., as franchisor, and Anil Yadav and Atour Eyvazian, collectively, as developer​​​8-K​N/A​10.1​8/22/2014​001-36556
10.3​Consent to and Assignment of Development Rights (Initial Change of Entity), dated August 20, 2014, between El Pollo Loco, Inc., as franchisor, and (i) Anil Yadav and Atour Eyvazian, collectively, as​​​8-K​N/A​10.2​8/22/2014​001-36556
assignor, and (ii) AA Pollo, Inc., as assignee
10.4​Franchise Development Option Agreement, dated July 11, 2014, between El Pollo Loco, Inc., and Trimaran Pollo Partners, L.L.C.​​​S-1/A​N/A​10.14​7/14/2014​333-197001
10.5​Stockholders Agreement, dated as of November 18, 2005, by and among El Pollo Loco Holdings, Inc. (formerly Chicken Acquisition Corp.) and the stockholders listed therein​​​S-1​N/A​10.3​6/24/2014​333-197001
10.6​Amendment No. 1 to Stockholders Agreement, dated as of April 20, 2006, by and between El Pollo Loco Holdings, Inc. (formerly Chicken Acquisition Corp.) and Trimaran Pollo Partners, L.L.C.​​​S-1​N/A​10.4​6/24/2014​333-197001
10.7​Amendment No. 2 to Stockholders Agreement, dated as of December 26, 2007, by and between El Pollo Loco Holdings, Inc. (formerly Chicken Acquisition Corp.) and Trimaran Pollo Partners, L.L.C.​​​S-1​N/A​10.5​6/24/2014​333-197001
10.8​Second Amended and Restated Limited Liability Company Operating Agreement of Trimaran Pollo Partners, L.L.C., dated as of March 8, 2006​​​S-1​N/A​10.6​6/24/2014​333-197001
10.9​Amendment No. 1 to Second Amended and Restated Limited Liability Company Operating Agreement of Trimaran Pollo Partners, L.L.C., dated as of December 26, 2007​​​S-1​N/A​10.7​6/24/2014​333-197001
10.10​Amendment No. 2 to Second Amended and Restated Limited Liability Company Operating Agreement of Trimaran Pollo Partners, L.L.C., dated as of January 30, 2008​​​S-1​N/A​10.8​6/24/2014​333-197001
10.11​Amendment No. 3 to Second Amended and Restated Limited Liability Company Operating Agreement of Trimaran Pollo Partners, L.L.C., dated as of July 14, 2011​​​S-1​N/A​10.9​6/24/2014​333-197001
10.12​Form of Franchise Agreement​​​S-1​N/A​10.12​6/24/2014​333-197001
10.13​Form of Franchise Development Agreement​​​S-1​N/A​10.13​6/24/2014​333-197001
10.14​Form of Franchise Agreement (2019)​​​10-K​12/25/2019​10.15​3/6/2020​001-36556
10.15​Form of Franchise Development Agreement (2019)​​​10-K​12/25/2019​10.16​3/6/2020​001-36556
10.16​Form of Franchise Agreement (2021)​​​10-K​N/A​10.17​3/11/2022​001-36556
10.17​Form of Franchise Development Agreement (2021)​​​10-K​N/A​10.18​3/11/2022​001-36556
10.18​Form of Franchise Agreement (2022)​X​​​​​​​​​​
10.19​Form of Franchise Development Agreement (2022)​X​​​​​​​​​​
10.20​Credit Agreement, dated as of July 27, 2022, among El Pollo Loco, Inc., as borrower, El Pollo Loco Holdings, Inc., as guarantor, the other guarantors party thereto, the lenders party thereto and Bank of America, as administrative agent, swingline lender and letter of credit issuer​​​8-K​N/A​10.1​8/2/2022​001-36556
10.21​Supplemental Agreement, dated as of August 31, 2022, by and among El Pollo Loco Holdings, Inc., FS Equity Partners V, L.P., and FS Affiliates V, L.P.​​​10-Q​N/A​10.4​11/4/2022​001-36556
10.22*​Form of Indemnification Agreement between El Pollo Loco Holdings, Inc. and each of its directors and executive officers​​​S-1/A​N/A​10.27​7/22/2014​333-197001
10.23*​2014 Omnibus Equity Incentive Plan​​​S-1/A​N/A​10.22​7/22/2014​333-197001
10.24*​Form of Option Award Agreement (Fair Market Value Options) under 2014 Omnibus Equity Incentive Plan​​​S-1/A​N/A​10.25​7/22/2014​333-197001
10.25*​Form of Non-Officer Director Restricted Share Agreement under 2014 Omnibus Equity Incentive Plan​​​S-1/A​N/A​10.26​7/22/2014​333-197001
10.26*​Form of Option Award Agreement (Fair Market Value Options) under 2014 Omnibus Equity Incentive Plan (Time Vesting Only)​​​10-Q​6/29/2016​10.27​8/5/2016​001-36556
10.27*​Form of Employee Restricted Share Agreement under 2014 Omnibus Equity Incentive Plan​​​10-Q​9/28/2016​10.28​11/4/2016​001-36556
10.28*​2018 Omnibus Equity Incentive Plan​​​S-8​N/A​4.3​8/6/2018​333-226621
10.29*​Form of Restricted Stock Agreement under 2018 Omnibus Equity Incentive Plan​​​10-K​12/25/2019​10.24​3/6/2020​001-36556
10.30*​Form of Restricted Stock Agreement under 2018 Omnibus Equity Incentive Plan (Non-Employee Directors)​​​10-K​12/25/2019​10.25​3/6/2020​001-36556
10.31*​Form of Restricted Stock Unit Agreement under 2018 Omnibus Equity Incentive Plan​​​10-K​12/25/2019​10.26​3/6/2020​001-36556
10.32*​Form of Stock Option Awards Agreement under 2018 Omnibus Equity Incentive Plan​​​10-K​12/25/2019​10.27​3/6/2020​001-36556
10.33*​El Pollo Loco Holdings, Inc. Equity Incentive Plan​​​8-K​N/A​10.1​6/14/2021​001-36556
10.34*​Form of Stock Option Awards Agreement under 2021 Equity Incentive Plan​​​10-K​N/A​10.31​3/11/2022​001-36556
10.35*​Form of Restricted Share Agreement under 2021 Equity Incentive Plan​​​10-K​N/A​10.32​3/11/2022​001-36556
10.36*​Form of Restricted Stock Agreement under 2021 Equity Incentive Plan (Non-Employee Directors)​​​10-K​N/A​10.33​3/11/2022​001-36556
10.37*​Form of Restricted Stock Agreement under 2023 Equity Incentive Plan (Non-Employee Directors)​X​​​​​​​​​​
10.38*​Employment Agreement, dated March 9, 2022, between El Pollo Loco, Inc. and Laurance Roberts​​​10-K​3/9/2022​10.37​3/11/2022​001-36556
10.39*​Release and Consulting Agreement, dated November 1, 2023, between El Pollo Loco Holdings, Inc. and Laurance Roberts​​​8-K​N/A​10.2​11/2/2023​001-36556
10.40*​Employment Agreement, dated June 28, 2022, between El Pollo Loco Holdings, Inc. and Ira Fils​​​8-K​N/A​10.1​7/1/2022​001-36556
10.41*​Employment Agreement, dated November 1, 2023, between El Pollo Loco Holdings, Inc and Maria Hollandsworth​​​8-K​N/A​10.1​11/2/2023​001-36556
10.42*​Retention Award Agreement, dated November 2, 2023, between El Pollo Loco Holdings, Inc. and Ira Fils​​​8-K​N/A​10.3​11/2/2023​001-36556
10.43​Stock Repurchase Agreement, dated November 29, 2023, between El Pollo Loco​​​8-K​N/A​99.1​12/4/2023​001-36556
Holdings, Inc., FS Equity Partners V, L.P. and FS Affiliates V, L.P.
21.1​Subsidiaries of El Pollo Loco Holdings, Inc.​​​S-1​N/A​21.1​6/24/2014​333-197001
23.1​Consent of BDO USA, P.C.​X​​​​​​​​​​
31.1​Certification of Chief Executive Officer under section 302 of the Sarbanes–Oxley Act of 2002​X​​​​​​​​​​
31.2​Certification of Chief Financial Officer under section 302 of the Sarbanes–Oxley Act of 2002​X​​​​​​​​​​
32.1​Certification of Chief Executive Officer and Chief Financial Officer under 18 U.S.C. section 1350, adopted by section 906 of the Sarbanes–Oxley Act of 2002​**​​​​​​​​​​
97.1​El Pollo Loco Holdings, Inc. Clawback Policy​X​​​​​​​​​​
101.INS​XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL Document​X​​​​​​​​​​
101.SCH​XBRL Taxonomy Extension Schema Document​X​​​​​​​​​​
101.CAL​XBRL Taxonomy Extension Calculation Linkbase Document​X​​​​​​​​​​
101.DEF​XBRL Taxonomy Extension Definition Linkbase Document​X​​​​​​​​​​
101.LAB​XBRL Taxonomy Extension Label Linkbase Document​X​​​​​​​​​​
101.PRE​XBRL Taxonomy Extension Presentation Linkbase Document​X​​​​​​​​​​
104​Cover Page Interactive Data File - the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL Document​​​​​​​​​​​​
*This exhibit is a management contract or a compensatory plan or arrangement.
**Furnished herewith.
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