DarkHorse Technologies Inc.
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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Sep 30, 2026 · Filed Nov 6, 2026
DRK$1.70+8.3%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit · Filed · Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Number | Description | Herewith | Form | File No. | Date Filed |
| 3.1 | Notice of Articles of DarkHorse Technologies Inc., effective September 16, 2026 | 8-K | 001-36532 | 9/17/2026 | |
| 3.2 | Articles of DarkHorse Technologies Inc., effective September 16, 2026 | 8-K | 001-36532 | 9/17/2026 | |
| 4.1 | Specimen Certificate evidencing Common Shares | X | |||
| 4.2 | Shareholder Rights Plan Agreement, dated as of August 10, 2026, by and between Sphere 3D Corp. and TSX Trust Company, as Rights Agent (which includes the Form of Rights Certificate as Schedule “A” thereto) | 8-K | 001-36532 | 8/10/2026 | |
| 10.1 | Amended and Restated Sales Agreement, dated as of July 31, 2026, by and among Sphere 3D Corp., A.G.P./Alliance Global Partners and Maxim Group LLC | 8-K | 001-36532 | 7/31/2026 | |
| 10.2 | Securities Purchase Agreement, dated as of September 8, 2026, by and between Sphere 3D Corp. and the purchasers party thereto | 8-K | 001-36532 | 9/11/2026 | |
| 10.3 | Form of Common Share Warrant | 8-K | 001-36532 | 9/11/2026 | |
| 10.4 | Registration Rights Agreement, dated as of September 11, 2026, by and among Sphere 3D Corp. and the purchasers party thereto | 8-K | 001-36532 | 9/11/2026 | |
| 10.5* | Asset Purchase Agreement, dated as of September 1, 2026, by and between Sphere 3D Corp. and Simple Mining, LLC | X | |||
| 10.6+ | Binding Term Sheet, dated as of September 1, 2026, by and between Sphere 3D Corp. and RepairBit, LLC | X | |||
| 31.1 | Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 31.2 | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 32.1** | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | |||
| 32.2** | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | |||
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | X | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema | X | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase | X | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase | X | |||
| Exhibit | Filed | Incorporated by Reference | |||
| Number | Description | Herewith | Form | File No. | Date Filed |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase | X | |||
| 101.PRE | Inline XBRL Taxonomy Presentation Linkbase | X | |||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL as contained in Exhibit 101) | X | |||
- Certain schedules and exhibits to this exhibit have been omitted in accordance with Item 601(a)(5) of Regulation S-K. The Company agrees to furnish supplementally a copy of any omitted schedule or exhibit to the Securities and Exchange Commission upon request.
- Certain provisions and terms of this Exhibit have been redacted in accordance with Item 601(b)(10)(iv) of Regulation S-K because the Company customarily and actually treats that information as private or confidential and the omitted information is not material. The Company will supplementally provide a copy of an unredacted copy of this exhibit to the Securities and Exchange Commission or its staff upon request.
** Furnished herewith and as such are deemed not “filed” for purposes of Section 18 of the Exchange Act, nor shall they be deemed incorporated by reference in any filing under the Securities Act, except as shall be expressly set forth by specific reference in such filing.
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