Paylocity Holding Corp
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 6, 2026
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ITEM 5. OTHER INFORMATION
During the three months ended September 30, 2026, the following directors and/or officers (as defined in Rule 16a-1(f))adopted a “Rule 10b5-1 trading arrangement,” as defined in Item 408(a) of Regulation S-K intending to satisfy the affirmative defense conditions of Rule 10b5-1(c):
| Name and Title | Total Shares of Common Stock to be Sold(1) | Duration(2) | Adoption Date | Expiration Date |
|---|---|---|---|---|
| Andrew CappotelliSenior Vice President of Operations and Chief Client Officer | Up to 23,175 | November 27, 2026 - November 19, 2027 | August 28, 2026 | November 19, 2027 |
| Ryan GlennChief Financial Officer | Up to 27,855 | December 1, 2026 - November 22, 2027 | September 1, 2026 | November 22, 2027 |
| Melissa KingSenior Vice President of Product and Technology and Chief Product and Technology Officer | Up to 20,742 | December 14, 2026 - August 23, 2027 | September 14, 2026 | August 23, 2027 |
| Nicholas RostVice President Chief Accounting Officer and Treasurer | Up to 4,740 | November 27, 2026 - August 23, 2027 | August 28, 2026 | August 23, 2027 |
| Joshua ScuttSenior Vice President of Sales and Marketing and Chief Sales Officer | Up to 22,565 | February 19, 2027 - August 25, 2027 | September 3, 2026 | August 25, 2027 |
(1) Includes shares subject to certain outstanding equity awards with time- and/or performance-based vesting conditions. The number of shares that will be sold may be determined, in part, based on pricing triggers outlined in the adopting person's trading arrangement. For shares subject to performance-based vesting conditions, the number of shares included in the table above assumes the target achievement of the performance-based conditions. Additionally, for both time- and performance-based vesting awards, the actual number of shares that may be sold will be net of the number of shares withheld by the Company to satisfy tax withholding obligations arising from the vesting of such awards, which is not determinable at this time.
(2)The trading arrangement permits transactions through and including the earlier to occur of (a) the completion of all sales or (b) the expiration date listed in the table.
No directors or officers terminated a Rule 10b5-1 trading arrangement or entered into orterminated a “non-Rule 10b5-1 trading arrangement” as defined in Item 408(a) of Regulation S-K during the three months ended September 30, 2026.
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