Paylocity Holding Corp
For the period ended Sep 30, 2024. Filed Oct 31, 2024.
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Sep 30, 2024 · Filed Oct 31, 2024
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ITEM 5. OTHER INFORMATION
During the three months ended September 30, 2024, the following officer adopted a “Rule 10b5-1 trading arrangement,” as defined in Item 408(a) of Regulation S-K intending to satisfy the affirmative defense of Rule 10b5-1(c):
| Name and Title | Total Shares of Common Stock to be Sold (1) (2) | Duration (3) | Adoption Date | Expiration Date | ||
|---|---|---|---|---|---|---|
| Andrew Cappotelli Senior Vice President Operations | Up to 1,972 | December 17, 2024 - June 20, 2025 | September 17, 2024 | June 20, 2025 |
(1) The number of shares to be sold is determined, in part, based on pricing triggers outlined in the adopting person's trading arrangement.
(2) Includes shares subject to certain outstanding equity awards with time-based vesting conditions. The actual number of shares that may be sold will be net of the number of shares withheld by the Company to satisfy tax withholding obligations arising from the vesting of such awards, which is not determinable at this time.
(3) The trading arrangement permits transactions through and including the earlier to occur of (a) the completion of all sales or (b) the expiration date listed in the table.
No directors or officers terminated a Rule 10b5-1 trading arrangement or entered into orterminated a “non-Rule 10b5-1 trading arrangement” as defined in Item 408(a) of Regulation S-K during the three months ended September 30, 2024.
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