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SentinelOne Inc

For the period ended Apr 30, 2024. Filed May 30, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Apr 30, 2024 · Filed May 30, 2024

S$23.52+8.0%Stored close · as of Nov 9, 2026

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Item 5. Other Information

(c)Insider Trading Arrangements and Policies

Our directors and Section 16 officers (as defined in Rule 16a‑1(f) under the Exchange Act) are generally only permitted to trade in our securities pursuant to a prearranged trading plan intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act (a Rule 10b5-1 Plan). During the three months ended April 30, 2024, one of our Section 16 officers adopted a new Rule 10b5-1 Plan. The Smith Plan (as defined below) was entered into during an open trading window in accordance with our Insider Trading Policy.

On April 5, 2024, Richard Smith, our Chief Product and Technology Officer adopted a Rule 10b5‑1 Plan (the Smith Plan) providing for the potential sale of certain shares of our Class A common stock owned by Mr. Smith, including up to 189,584 shares issuable upon the exercise of vested stock options for shares of our Class B common stock and conversion thereof to Class A common stock, so long as the market price of our Class A common stock is higher than certain minimum threshold prices specified in the Smith Plan, with such sales scheduled to occur between an estimated start date of July 5, 2024 and June 30, 2025. Additionally, the Smith Plan provides for the potential sale of shares of Class A common stock to be received upon vesting and settlement of certain outstanding restricted stock units, net of any shares withheld by the Company to satisfy applicable tax obligations. The number of shares to be withheld, and therefore the exact number of shares to be sold pursuant to the Smith Plan, can only be determined upon the occurrence of the future vesting events. The Smith Plan is scheduled to expire on June 30, 2025.

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