SentinelOne Inc
For the period ended Jan 31, 2024. Filed Mar 27, 2024.
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FY2024 · Filed Mar 27, 2024
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Item 15. Exhibits and Financial Statement Schedules
(a) Financial Statements.
See Index to Consolidated Financial Statements in Item 8 of this Annual Report on Form 10-K.
(b) Financial Statement Schedule.
All financial statement schedules are omitted because the information required to be set forth therein is not applicable or is shown in the consolidated financial statements or the notes thereto.
(c) Exhibits.
The exhibits listed below are filed as part of this Annual Report on Form 10-K or are incorporated herein by reference, in each case as indicated below.
| ExhibitNumber | Description of Document | Form | File No. | Exhibit | Filing Date |
|---|---|---|---|---|---|
| 3.1 | Restated Certificate of Incorporation of SentinelOne, Inc. | 10-K | 001-40531 | 3.1 | April 7, 2022 |
| 3.2 | Amended and Restated Bylaws of SentinelOne, Inc. | 8-K | 001-40531 | 3.1 | December 13, 2022 |
| 4.1 | Form of Class A Common Stock certificate of SentinelOne, Inc. | S-1/A | 333-256761 | 4.1 | June 21, 2021 |
| 4.2 | Description of Registrant’s securities. | 10-K | 001-40531 | 4.2 | April 7, 2022 |
| 4.3 | Amended and Restated Investors’ Rights Agreement among SentinelOne, Inc. and certain holders of capital stock, dated October 28, 2020. | S-1 | 333-256761 | 4.2 | June 3, 2021 |
| 10.1 | Form of Indemnification Agreement between SentinelOne, Inc. and each of its directors and executive officers. | S-1 | 333-256761 | 10.1 | June 3, 2021 |
| 10.2† | SentinelOne, Inc. 2021 Equity Incentive Plan and related form agreements. | S-1 | 333-256761 | 10.4 | June 3, 2021 |
| 10.3† | SentinelOne, Inc. 2021 Employee Stock Purchase Plan and related form agreements. | S-1/A | 333-256761 | 10.5 | June 21, 2021 |
| 10.4† | Confirmatory Employment Letter between SentinelOne, Inc. and Tomer Weingarten, dated May 28, 2021. | S-1/A | 333-256761 | 10.7 | June 21, 2021 |
| 10.5† | Confirmatory Employment Letter between SentinelOne, Inc. and David Bernhardt, dated May 28, 2021. | S-1/A | 333-256761 | 10.8 | June 21, 2021 |
| 10.6† | Confirmatory Employment Letter between SentinelOne, Inc. and Ric Smith, dated May 28, 2021. | 10-K | 001-40531 | 10.7 | April 7, 2022 |
| 10.7† | Offer of Employment and Change in Control and Severance Agreement between SentinelOne, Inc. and Keenan Conder, effective June 24, 2021. | 10-K | 001-40531 | 10.8 | April 7, 2022 |
| 10.8† | Change in Control and Severance Agreement by and between SentinelOne, Inc. and Tomer Weingarten, dated May 28, 2021. | S-1/A | 333-256761 | 10.11 | June 21, 2021 |
| 10.9† | Change in Control and Severance Agreement by and between SentinelOne, Inc. and David Bernhardt, dated May 28, 2021. | S-1/A | 333-256761 | 10.12 | June 21, 2021 |
| 10.10† | Change in Control and Severance Agreement by and between SentinelOne, Inc. and Ric Smith. | 10-K | 001-40531 | 10.12 | April 7, 2022 |
| 10.11† | Offer of Employment and Change in Control and Severance Agreement between SentinelOne, Inc. and Narayanan ‘Vats’ Srivatsan, effective February 26, 2022. | 10-K | 001-40531 | 10.13 | March 29, 2023 |
| 10.12† | SentinelOne Global Corporate Cash Bonus Plan as amended effective August 1, 2022. | 10-Q | 001-40531 | 10.3 | June 1, 2023 |
| 10.13† | 2021 Equity Incentive Plan Global Notice of Restricted Stock Unit Award, as amended. | 10-Q | 001-40531 | 10.1 | December 5, 2023 |
| 10.14 | Office Lease, by and between SIC-Mountain Bay Plaza, LLC and SentinelOne, Inc. and Silicon Valley Bank dated as of June 9, 2020, as amended. | S-1 | 333-256761 | 10.7 | June 3, 2021 |
| 10.15† | 2021 Equity Incentive Plan Global Notice of Performance Stock Unit Award | ||||
| 21.1 | List of Subsidiaries of SentinelOne, Inc. | ||||
| 23.1 | Consent of Deloitte & Touche LLP, independent registered public accounting firm. | ||||
| 24.1 | Power of Attorney (included in signature pages hereto). | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.1* | Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 97.1 | SentinelOne, Inc. Compensation Recovery Policy | ||||
| 101.INS | Inline XBRL Instance Document--the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101). |
*The certifications furnished in Exhibits 32.1 hereto are deemed to accompany this Annual Report on Form 10-K and will not be deemed "filed" for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall they be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
† Indicates management contract or compensatory plan.
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