TriplePoint Venture Growth BDC Corp.
For the period ended Mar 31, 2026. Filed May 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 6, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Unregistered Sales of Equity Securities and Use of Proceeds
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
We did not sell any equity securities during the period covered by this Quarterly Report on Form 10-Q that were not registered under the Securities Act. Similarly, the Company did not repurchase any shares of our equity securities during the quarter ended March 31, 2026.
On August 6, 2025, TPC announced a discretionary share purchase program to acquire up to $14 million of our outstanding shares of common stock at prices below the then-current NAV per share for a 12-month period subject to certain trading parameters and limitations. These purchases may occur through various methods, including in open-market transactions and through privately negotiated transactions, and may be conducted in accordance with Rule 10b5-1 and Rule 10b-18 under the Exchange Act. On November 6, 2025, TPC adopted a Rule 10b5-1 trading plan under the Exchange Act in connection with its share purchase program relating to our common stock. As of March 31, 2026, TPC’s Rule 10b5-1 trading plan is no longer in effect in accordance with its terms.
The following chart summarizes TPC’s purchases of our common stock under the program for the three months ended March 31, 2026 and the fiscal year ended December 31, 2025:
| Period · Total Number of Shares Purchased · Average Price Paid per share · Total number of shares purchases as part of publicly announced plans or programs · Approximate dollar value of shares that may yet be purchased under the plans or programs(1) | ||||||
|---|---|---|---|---|---|---|
| January 1, 2026 through March 31, 2026 | 188,662 | $6.60 | 188,662 | $1,131 | ||
| Total amounts | 188,662 | 188,662 | $1,131 | |||
(1)In thousands.
| Period | Total Number of Shares Purchased | Average Price Paid per share | Total number of shares purchases as part of publicly announced plans or programs | Approximate dollar value of shares that may yet be purchased under the plans or programs(1) |
|---|---|---|---|---|
| August 1 through August 31, 2025 | 488,435 | $6.45 | 488,435 | $10,827 |
| September 1 through September 30, 2025 | 102,800 | $6.74 | 102,800 | $10,131 |
| October 1 through October 31, 2025 | — | $— | — | $10,131 |
| November 1 through November 30, 2025 | 507,531 | $6.16 | 507,531 | $6,998 |
| December 1 through December 31, 2025 | 711,061 | $6.46 | 711,061 | $2,382 |
| Total amounts | 1,809,827 | $6.39 | 1,809,827 | $2,382 |
(1)In thousands.
Dividend Reinvestment Plan
During the three months ended March 31, 2026, we issued 107,836 shares of common stock under our dividend reinvestment plan. These issuances were not subject to the registration requirements under the Securities Act. The cash paid for shares of common stock issued under our dividend reinvestment plan during the three months ended March 31, 2026 was $0.5 million.
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