Maplebear Inc
For the period ended Dec 31, 2023. Filed Mar 5, 2024.
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FY2023 · Filed Mar 5, 2024
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Item 15. Exhibit and Financial Statement Schedules
Item 15. Exhibits and Financial Statement Schedules
(a) The following documents are filed as part of this Annual Report on Form 10-K:
(1) Consolidated Financial Statements
Our consolidated financial statements are listed in the “Index to Consolidated Financial Statements” under Part II, Item 8 of this Annual Report on Form 10-K.
(2) Financial Statement Schedules
All financial statement schedules have been omitted because they are not applicable, not material, or the required information is shown in Part II, Item 8 of this Annual Report on Form 10-K.
(3) Exhibits
The exhibits listed below are filed as part of this Annual Report on Form 10-K, or are incorporated herein by reference, in each case as indicated below:
| Exhibit Number | Description of Exhibit | Form | File No. | Exhibit | Filing Date | Filed Herewith |
|---|---|---|---|---|---|---|
| 3.1 | Amended and Restated Certificate of Incorporation of Maplebear Inc. | 8-K | 001-41805 | 3.1 | 9/22/2023 | |
| 3.2 | Certificate of Designation of Series A Convertible Preferred Stock. | 8-K | 001-41805 | 3.2 | 9/22/2023 | |
| 3.3 | Amended and Restated Bylaws of Maplebear Inc. | S-1/A | 333-274213 | 3.4 | 9/11/2023 | |
| 4.1 | Ninth Amended and Restated Investors’ Rights Agreement by and among the Registrant and certain of its stockholders, dated February 26, 2021. | S-1 | 333-274213 | 4.2 | 8/25/2023 | |
| 4.2 | Description of Securities. | X | ||||
| 4.3 | Specimen Common Stock Certificate of the Registrant. | S-1 | 333-274213 | 4.1 | 8/25/2023 | |
| 10.1 | Form of Indemnification Agreement between the Registrant and each of its directors and executive officers. | S-1 | 333-274213 | 10.1 | 8/25/2023 | |
| 10.2 | Maplebear Inc. 2013 Equity Incentive Plan and related form agreements. | S-1/A | 333-274213 | 10.2 | 9/11/2023 | |
| 10.3 | Maplebear Inc. 2018 Equity Incentive Plan and related form agreements. | S-1/A | 333-274213 | 10.3 | 9/11/2023 | |
| 10.4 | Maplebear Inc. 2023 Equity Incentive Plan and related form agreements. | S-1/A | 333-274213 | 10.4 | 9/15/2023 | |
| 10.5 | Maplebear Inc. 2023 Employee Stock Purchase Plan. | S-1/A | 333-274213 | 10.5 | 9/15/2023 | |
| 10.6 | Maplebear Inc. Non-Employee Director Compensation Policy. | S-1 | 333-274213 | 10.6 | 8/25/2023 | |
| 10.7 | Maplebear Inc. Severance and Change in Control Plan and related participation agreement. | S-1 | 333-274213 | 10.7 | 8/25/2023 | |
| 10.8 | Maplebear Inc. Executive Performance Bonus Plan. | S-1 | 333-274213 | 10.8 | 8/25/2023 | |
| 10.9 | Form of Confirmatory Offer Letter Agreement entered into between the Registrant and certain of its executive officers. | S-1 | 333-274213 | 10.9 | 8/25/2023 | |
| 10.10 | Amended and Restated Offer Letter Agreement between the Registrant and Fidji Simo, dated December 7, 2022. | S-1 | 333-274213 | 10.10 | 8/25/2023 | |
| Exhibit Number | Description of Exhibit | Form | File No. | Exhibit | Filing Date | Filed Herewith |
|---|---|---|---|---|---|---|
| 10.11 | Office Lease Agreement between the Registrant and 50 Beale Street LLC, dated May 12, 2015, as amended through May 15, 2019. | S-1 | 333-274213 | 10.12 | 8/25/2023 | |
| 21.1 | List of subsidiaries of the Registrant. | X | ||||
| 23.1 | Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm. | X | ||||
| 24.1 | Power of Attorney (included on signature pages). | X | ||||
| 31.1 | Certification of Principal Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1* | Certifications of Principal Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 97.1 | Incentive Compensation Recoupment Policy. | X | ||||
| 101.SCH | XBRL Taxonomy Extension Schema Document. | X | ||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | X | ||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | X | ||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | X | ||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | X | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101). | X | ||||
- The certifications furnished herewith are deemed to accompany this Annual Report on Form 10-K and are not deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall they be deemed incorporated by reference into any filing under the Securities Act, or the Exchange Act (whether made before or after the date of the Annual Report on Form 10-K), irrespective of any general incorporation language contained in such filing.
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