C3.ai, Inc.
For the period ended Oct 31, 2025. Filed Dec 9, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Oct 31, 2025 · Filed Dec 9, 2025
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Item 5. Other Information
During the three months ended October 31, 2025, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act)adopted orterminated the contracts, instructions or written plans for the purchase or sale of our securities set forth in the table below.
| Name and Position · Action · Date · Rule 10b5-1* · Non-Rule 10b5-1** · Total Shares of Common Stock to be Sold · Total Shares of Common Stock to be Purchased · Expiration Date | ||||||
|---|---|---|---|---|---|---|
| Condoleezza RiceDirector | Adoption | September 19, 2025 | X | 64,167 | — | June 18, 2026 |
| Robert SchillingExecutive Vice President and Chief Commercial Officer | Adoption *** | September 30, 2025 | X | **** | — | July 06, 2026 |
- Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
*** This plan was adopted in accordance with Rule 10b5-1(c)(1)(ii)(D)(2).
**** Covers a number of shares of the Company’s Class A common stock that may be released to Mr. Schilling upon the vesting of restricted stock unit awards on or prior to July 6, 2026. The number of shares of the Company’s Class A common stock that may be released to Mr. Schilling upon the vesting of such restricted stock awards on or prior to July 6, 2026 is not yet determinable. Moreover, the number of shares of the Company’s Class A common stock that may be sold under the plan is not yet determinable.
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