C3.ai, Inc.
For the period ended Jul 31, 2025. Filed Sep 9, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jul 31, 2025 · Filed Sep 9, 2025
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Item 5. Other Information
During the three months ended July 31, 2025, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act)adopted orterminated the contracts, instructions or written plans for the purchase or sale of our securities set forth in the table below.
| Name and Position · Action · Date · Rule 10b5-1* · Non-Rule 10b5-1** · Total Shares of Common Stock to be Sold · Total Shares of Common Stock to be Purchased · Expiration Date | ||||||
|---|---|---|---|---|---|---|
| Hitesh LathSenior Vice President and Chief Financial Officer | Adoption | June 11, 2025 | X | 159,031 | — | March 31, 2026 |
| Robert SchillingExecutive Vice President and Chief Commercial Officer | Adoption | June 18, 2025 | X | *** | — | March 31, 2026 |
| Richard C. LevinDirector | Adoption | June 18, 2025 | X | 72,000 | — | June 30, 2026 |
- Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
*** Covers a number of shares of the Company’s Class A common stock that may be released to Mr. Schilling upon the vesting of restricted stock unit awards on or prior to March 31, 2026. The number of shares of the Company’s Class A common stock that may be released to Mr. Schilling upon the vesting of such restricted stock awards on or prior to March 31, 2026 is not yet determinable. Moreover, the number of shares of the Company’s Class A common stock that may be sold under the plan is not yet determinable.
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