Guardant Health Inc
For the period ended Sep 30, 2024. Filed Nov 6, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 6, 2024
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Item 5. Other Information
Insider trading arrangements
During the fiscal quarter ended September 30, 2024, none of our directors or officers adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Item 408 of Regulation S-K, except as described in the table below:
| Name and Title of Insider · Adoption, Modification or Termination · Applicable Date · Duration of Trading Arrangement · Rule 10b5-1 Trading Arrangement?(Y / N) (1) · Aggregate Number of Securities Subject to the Trading Arrangement | ||||||
|---|---|---|---|---|---|---|
| Meghan Joyce, Director | Adoption | 8/13/2024 | 11/13/2024 – 9/2/2025 | Y | 6,633 | |
| Musa Tariq, Director | Adoption | 9/11/2024 | 12/13/2024 – 12/31/2025 | Y | 6,809 | (2) |
(1)Denotes whether the trading plan is intended to satisfy the affirmative defense of Rule 10b5-1(c) when adopted.
(2)Mr. Tariq’s 10b5-1 trading plan provides for the sale of (i) 1,972 shares of our common stock plus (ii) 46.4% of 10,422 shares of our common stock underlying certain restricted stock unit awards that will vest during the duration of the trading arrangement.
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