Intercontinental Exchange, Inc.
For the period ended Sep 30, 2026. Filed Oct 29, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 29, 2026
ICE$174.03+1.0%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| Exhibit Number · Description of Document | ||
|---|---|---|
| 2.1 | — | Agreement and Plan of Merger, dated as of July 29, 2026, among MarketAxess Holdings Inc., Intercontinental Exchange, Inc. and Igloo Merger Sub II, Inc. (incorporated by reference to Exhibit 2.1 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on July 30, 2026, File No. 001-36198). |
| 3.1 | — | Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc., effective August 28, 2026 (incorporated by reference to Exhibit 3.1 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on August 28, 2026, File No. 001-36198). |
| 3.2 | — | Ninth Amended and Restated Bylaws of Intercontinental Exchange, Inc., effective August 22, 2022 (incorporated by reference to Exhibit 3.2 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on August 22, 2022, File No. 001-36198). |
| 4.1 | — | Eighth Supplemental Indenture, dated as of August 20, 2026, between Intercontinental Exchange, Inc., as issuer, and Computershare Trust Company, National Association, as trustee (incorporated by reference to Exhibit 4.1 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on August 20, 2026, File No. 001-36198). |
| 4.2 | — | Form of 4.700% Senior Notes due 2029 (included as an exhibit to the Eighth Supplemental Indenture dated as of August 20, 2026) (incorporated by reference to Exhibit 4.2 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on August 20, 2026, File No. 001-36198). |
| 4.3 | — | Form of 4.900% Senior Notes due 2031 (included as an exhibit to the Eighth Supplemental Indenture dated as of August 20, 2026) (incorporated by reference to Exhibit 4.3 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on August 20, 2026, File No. 001-36198). |
| 4.4 | — | Form of 5.150% Senior Notes due 2033 (included as an exhibit to the Eighth Supplemental Indenture dated as of August 20, 2026) (incorporated by reference to Exhibit 4.4 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on August 20, 2026, File No. 001-36198). |
| 4.5 | — | Form of 5.400% Senior Notes due 2036 (included as an exhibit to the Eighth Supplemental Indenture dated as of August 20, 2026) (incorporated by reference to Exhibit 4.5 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on August 20, 2026, File No. 001-36198). |
| 10.1 | — | The Fourteenth Amendment to Credit Agreement, dated as of August 20, 2026, by and among Intercontinental Exchange, Inc., as borrower, the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent, amending that certain Credit Agreement, dated as of April 3, 2014, by and among Intercontinental Exchange, Inc., as borrower, the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent (as amended by the First Amendment to Credit Agreement, dated as of May 15, 2015, the Second Amendment to Credit Agreement, dated as of November 9, 2015, the Third Amendment to Credit Agreement, dated as of November 13, 2015, the Fourth Amendment to Credit Agreement, dated as of August 18, 2017, the Fifth Amendment to Credit Agreement, dated as of August 18, 2017, the Sixth Amendment to Credit Agreement, dated as of August 9, 2018, the Seventh Amendment to Credit Agreement, dated as of August 14, 2020, the Eighth Amendment to Credit Agreement, dated as of August 21, 2020, the Ninth Amendment to Credit Agreement, dated as of March 8, 2021, the Tenth Amendment to Credit Agreement, dated as of October 15, 2021, the Eleventh Amendment to Credit Agreement, dated as of May 11, 2022, the Twelfth Amendment to Credit Agreement, dated as of May 25, 2022, and the Thirteenth Amendment to Credit Agreement, dated as of May 31, 2024) (incorporated by reference to Exhibit 10.1 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on August 21, 2026, File No. 001-36198). |
| 10.2 | — | Term Loan Credit Agreement, dated as of August 20, 2026, by and among Intercontinental Exchange, Inc., as borrower, the lenders party thereto and Bank of America, N.A., as administrative agent (incorporated by reference to Exhibit 10.2 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on August 21, 2026, File No. 001-36198). |
| 31.1* | — | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer. |
| 31.2* | — | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer. |
| 32.1** | — | Section 1350 Certification of Chief Executive Officer. |
| 32.2** | — | Section 1350 Certification of Chief Financial Officer. |
| 101 | — | The following materials from Intercontinental Exchange, Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2026, formatted in Inline XBRL (Extensible Business Reporting Language): (i) the Consolidated Balance Sheets, (ii) the Consolidated Statements of Income, (iii) the Consolidated Statements of Comprehensive Income, (iv) the Consolidated Statements of Changes in Equity and Redeemable Non-Controlling Interests (v) Consolidated Statements of Cash Flows and (vi) Notes to Consolidated Financial Statements, tagged as blocks of text. |
| 104 | — | The cover page from Intercontinental Exchange, Inc.'s Quarterly Report on Form 10-Q for the quarter ended September 30, 2026 formatted in Inline XBRL. |
| * | Filed herewith. | |
| ** | Furnished herewith. These exhibits shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that Section. Such exhibits shall not be deemed incorporated into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934. |
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