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Liberty Global Ltd

For the period ended Dec 31, 2023. Filed Feb 15, 2024.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Feb 15, 2024

LBTYB$12.04+4.0%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Item 14. PRINCIPAL ACCOUNTANT FEES AND SERVICES

Our independent registered public accounting firm is KPMG LLP, Denver, COAuditor Firm ID: 185

We intend to file our definitive proxy statement for our 2024 Annual Meeting of Shareholders with the Securities and Exchange Commission on or before April 28, 2024.

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Securities Authorized for Issuance Under Equity Compensation Plans

The following table sets forth information as of December 31, 2023 with respect to our common shares that are authorized for issuance under our equity compensation plans.

Equity Compensation Plan Information

Plan CategoryNumber ofsecurities to beissued uponexercise ofoutstandingoptions, warrantsand rights (1)(2)Weighted average exercise price of outstanding options, warrants and rights (1)(2)Number ofsecuritiesavailable forfuture issuanceunder equitycompensationplans (excluding securities reflected in the first column)
Equity compensation plans approved by security holders:
Liberty Global 2023 Incentive Plan (3):40,245,318
Liberty Global Class A common shares37,018$19.03
Liberty Global Class C common shares74,036$20.13
Liberty Global 2014 Incentive Plan (4):
Liberty Global Class A common shares24,754,389$26.22
Liberty Global Class C common shares56,013,129$25.53
Liberty Global 2014 Nonemployee Director Incentive Plan (4):
Liberty Global Class A common shares622,177$28.87
Liberty Global Class C common shares2,704,039$24.79
VM Incentive Plan (5):
Liberty Global Class A common shares—$—
Liberty Global Class C common shares4,127$24.18
Equity compensation plans not approved by security holders:
None——
Totals:
Total common shares available for issuance40,245,318
Liberty Global Class A common shares25,413,584
Liberty Global Class C common shares58,795,331

(1)This table includes (i) SARs and PSARs with respect to 21,453,431 and 3,337,976 Liberty Global Class A shares, respectively, and 49,552,860 and 6,534,305 Liberty Global Class C common shares, respectively. Upon exercise, the appreciation of a SAR, which is the difference between the base price of the SAR and the then-market value of the respective underlying class of common shares or in certain cases, if lower, a specified price, may be paid in shares of the applicable class of common shares. Based upon the respective market prices of Liberty Global Class A and Class C common shares at December 31, 2023 and excluding any related tax effects, 312,707 and 1,200,892 Liberty Global Class A and Liberty Global Class C common shares, respectively, would have been issued if all outstanding and in-the-money SARs had been exercised on December 31, 2023. For further information, see note 15 to our consolidated financial statements.

(2)In addition to the option, SAR and PSAR information included in this table, there are outstanding RSU and PSU awards under the various incentive plans with respect to an aggregate of 2,905,627 and 6,232,097, Liberty Global Class A and Liberty Global Class C common shares, respectively.

(3)The Liberty Global 2023 Incentive Plan permits grants of, or with respect to, Liberty Global Class A, Class B, or Class C common shares subject to a single aggregate limit of 43,284,342 shares, subject to anti-dilution adjustments. As of

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December 31, 2023, an aggregate of 40,245,318 common shares were available for issuance pursuant to the incentive plan. For further information, see note 15 to our consolidated financial statements.

(4)On June 14, 2023, our shareholders approved the Liberty Global 2023 Incentive Plan and, accordingly, no further awards will be granted under the Liberty Global 2014 Incentive Plan or the Liberty Global 2014 Nonemployee Director Incentive Plan.

(5)On January 30, 2014, our shareholders approved the 2014 Incentive Plans and, accordingly, no further awards were granted under the VM Incentive Plan. The outstanding options under the VM Incentive Plan expired on January 1, 2024.

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Part IV

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.