Sprinklr Inc
For the period ended Apr 30, 2025. Filed Jun 5, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Apr 30, 2025 · Filed Jun 5, 2025
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Item 5. Other Information
Insider Trading Arrangements
During our last fiscal quarter, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act)adopted orterminated the contracts, instructions or written plans for the purchase or sale of the Company’s securities set forth in the table below.
| Type of Trading Arrangement | |||||
|---|---|---|---|---|---|
| Name and Position · Action · Adoption/ TerminationDate · Rule 10b5-1* · Non-Rule 10b5-1** · Total Shares of Class A Common Stock to be Sold · Expiration Date | |||||
| Manish Sarin, Chief Financial Officer | Adoption | March 20, 2025 | X | 380,284(1) | December 31, 2025 |
| Jacob Scott, General Counsel & Corporate Secretary | Adoption | March 21, 2025 | X | 113,665(2) | December 31, 2025 |
| Scott Harvey, Chief Customer Officer | Adoption | March 27, 2025 | X | 339,859(3) | March 31, 2026 |
| Arunkumar Pattabhiraman, Chief Marketing Officer | Adoption | March 27, 2025 | X | 295,491(4) | March 26, 2026 |
| * Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. | |||||
| ** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act. | |||||
| (1) Includes up to 217,083 shares subject to restricted stock units (“RSUs”) previously granted to Mr. Sarin that will vest and be released to Mr. Sarin on or prior to December 15, 2025. The actual number of shares underlying such RSUs that will be released to Mr. Sarin and sold under the Rule 10b5-1 trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such shares and is not determinable at this time. | |||||
| (2) The actual number of shares to be sold under the Rule 10b5-1 trading arrangement will be determined, in part, based on a cap on the net proceeds from their sale and is not determinable at this time. | |||||
| (3) Includes up to 218,802 shares subject to RSUs previously granted to Mr. Harvey that will vest and be released to Mr. Harvey on or prior to March 15, 2026. The actual number of shares underlying such RSUs that will be released to Mr. Harvey and sold under the Rule 10b5-1 trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such shares and is not determinable at this time. | |||||
| (4) Includes up to 211,746 shares subject to RSUs previously granted to Mr. Pattabhiraman that will vest and be released to Mr. Pattabhiraman on or prior to March 15, 2026. The actual number of shares underlying such RSUs that will be released to Mr. Pattabhiraman and sold under the Rule 10b5-1 trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such shares and is not determinable at this time. | |||||
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