Compass, Inc.
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 6, 2026
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Item 5. Other Information
On August 7, 2026, Robert Reffkin, Founder and Chief Executive Officer, and Ruth Reffkin Family Trust, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 3,840,743 shares of the Company's common stock at various limit prices. This arrangement replaces a prior Rule 10b5-1 trading plan adopted on March 3, 2026 covering up to 3,411,111 shares, which wasterminated on August 6, 2026, after 70,368 shares were sold. The trading arrangement is set to end on October 29, 2027.
On September 15, 2026, Scott Wahlers, Chief Financial Officer, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 718,259 shares of the Company's common stock at various limit prices. The trading arrangement is set to end on February 9, 2030.
On August 6, 2026, Ethan Glass, Chief Legal Officer, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 151,399 shares of the Company's common stock at various limit prices. The trading arrangement is set to end on December 31, 2027.
On August 6, 2026, Timothy Gustavson, Chief Accounting Officer, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 66,569 shares of the Company's common stock at various limit prices. The trading arrangement is set to end on November 5, 2027.
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