RIGEL PHARMACEUTICALS INC
For the period ended Jun 30, 2025. Filed Aug 5, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2025 · Filed Aug 5, 2025
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Item 6. Exhibits
The exhibits listed on the accompanying index to exhibits are filed or incorporated by reference (as stated therein) as part of this Quarterly Report on Form 10-Q.
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| ExhibitNumber | | | Description of Document |
| | | | |
| 3.1 | | | Amended and Restated Certificate of Incorporation (filed as an exhibit to Rigel’s Current Report on Form 8-K, dated June 24, 2003 and incorporated herein by reference). |
| 3.2 | | | Amended and Restated Bylaws (filed as an exhibit to Rigel’s Current Report on Form 8-K, dated November 3, 2022 and incorporated herein by reference). |
| 3.3 | | | Certificate of Amendment to the Amended and Restated Certificate of Incorporation (filed as an exhibit to Rigel’s Current Report on Form 8-K, dated May 29, 2012 and incorporated herein by reference). |
| 3.4 | | | Certificate of Amendment to the Amended and Restated Certificate of Incorporation (filed as an exhibit to Rigel’s Current Report on Form 8-K, dated May 18, 2018 and incorporated herein by reference). |
| 3.5 | | | Certificate of Amendment to the Amended and Restated Certificate of Incorporation (filed as an exhibit to Rigel’s Current Report on Form 8-K, dated June 27, 2024 and incorporated herein by reference). |
| 4.1 | | | Form of warrant to purchase shares of common stock (filed as an exhibit to Rigel’s Registration Statement on Form S-1, filed on September 15, 2000, as amended and incorporated herein by reference). |
| 4.2 | | | Specimen Common Stock Certificate (filed as an exhibit to Rigel’s Current Report on Form 8-K dated June 24, 2003 and incorporated herein by reference). |
| 10.1#+ | | | Rigel Pharmaceuticals, Inc. 2018 Equity Incentive Plan, as amended. |
| 10.2#+ | | | Rigel Pharmaceuticals, Inc. Inducement Plan, as amended. |
| 31.1# | | | Certification required by Rule 13a-14(a) or Rule 15d-14(a) of the Exchange Act. |
| 31.2# | | | Certification required by Rule 13a-14(a) or Rule 15d-14(a) of the Exchange Act. |
| 32.1#* | | | Certification required by Rule 13a-14(b) or Rule 15d-14(b) of the Exchange Act and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350). |
| 101.INS | | | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. |
| 101.SCH | | | Inline XBRL Taxonomy Extension Schema Document. |
| 101.CAL | | | Inline XBRL Taxonomy Extension Calculation Linkbase Document. |
| 101.LAB | | | Inline XBRL Taxonomy Extension Labels Linkbase Document. |
| 101.PRE | | | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
| 101.DEF | | | Inline XBRL Taxonomy Extension Definition Linkbase Document. |
| 104 | | | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
| # | Filed herewith. |
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| + | Indicates a management contract or compensatory plan or arrangement. |
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** The certifications attached as Exhibit 32.1 accompany this Quarterly Report on Form 10-Q pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not be deemed “filed” by the registrant for purposes of Section 18 of the Exchange Act.*
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