GLAUKOS Corp
For the period ended Jun 30, 2025. Filed Aug 4, 2025.
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Jun 30, 2025 · Filed Aug 4, 2025
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Item 5. Other Information
Insider Trading Arrangements
On June 10, 2025, Thomas W. Burns, the Company’s Chairman and Chief Executive Officer, adopteda new 10b5-1 trading plan (the “Burns Trading Plan”). The Burns Trading Plan is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act, and provides for the potential sale of 275,000 shares of the Company’s common stock. The Burns Trading Plan terminates on the earlier of January 23, 2026 or the date all shares are sold.
On June 11, 2025, Joseph E. Gilliam, the Company’s President and Chief Operating Officer, adopted a new 10b5-1 trading plan (the “Gilliam Trading Plan”). The Gilliam Trading Plan is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act, and provides for the potential sale of 90,000 shares of the Company’s common stock. The Gilliam Trading Plan terminates on the earlier of June 12, 2026 or the date all shares are sold.
On June 11, 2025, Alex R. Thurman, the Company’s Senior Vice President and Chief Financial Officer, adopted a new 10b5-1 trading plan (the “Thurman Trading Plan”). The Thurman Trading Plan is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act, and provides for the potential sale of 5,000 shares of the Company’s common stock. The Thurman Trading Plan terminates on the earlier of December 12, 2025 or the date all shares are sold.
On June 6, 2025, Tomas Navratil, the Company’s Chief Development Officer, adopted a new 10b5-1 trading plan (the “Navratil Trading Plan”). The Trading Plan is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act. The Navratil Trading Plan was subsequently amended on June 12, 2025, prior to the execution of any sales thereunder. The Navratil Trading Plan, as amended, provides for the potential sale of 8,017 shares of the Company’s common stock. The Navratil Trading Plan terminates on the earlier of December 19, 2025 or the date all shares are sold.
On June 4, 2025, Marc A. Stapley, a member of the Company’s Board of Directors, adopted a new 10b5-1 trading plan (the “Stapley Trading Plan”). The Stapley Trading Plan is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act, and provides for the potential sale of 15,000 shares of the Company’s common stock. The Stapley Trading Plan terminates on the earlier of June 2, 2026 or the date all shares are sold.
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