PennyMac Financial Services, Inc.
For the period ended Jun 30, 2025. Filed Jul 29, 2025.
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Jun 30, 2025 · Filed Jul 29, 2025
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Item 5. Other Information
(c) Trading Plans
As of June 30, 2025, the following directors or Section 16 officers adopted, modified or terminated the following Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements (in each case, as defined in Item 408(a) of Regulation S-K):
On June 2, 2025, Daniel Perotti, Senior Managing Director and Chief Financial Officer, adopted a trading plan to sell up to 35,100 shares of the Company’s common stock and up to 39,121 shares of the Company’s common stock underlying unexercised stock options. The trading plan will expire on August 14, 2026. Mr. Perotti’s trading plan was entered into during an open insider trading window and is intended to satisfy Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding insider transactions.
During the quarter ended June 30, 2025, none of our directors or executive officers (as defined in Rule 16a-1(f)), other than Mr. Perotti, informed us of theadoption, modification, ortermination of any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (in each case, as defined in Item 408(a) of Regulation S-K).
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