Outlook Therapeutics Inc
For the period ended Mar 31, 2025. Filed May 15, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 15, 2025
OTLK$0.46+5.2%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
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| Exhibit Number | Description |
| 3.1 | Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024). |
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| 3.2 | Certificate of Amendment of the Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s current report on Form 8-K filed with the SEC on March 14, 2025) |
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| 3.3 | Second Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to the Company’s current report on Form 8-K filed with the SEC on March 26, 2021). |
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| 10.1# | Retention Bonus Letter, dated April 10, 2025, by and between the Company and Lawrence A. Kenyon (incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed with the SEC on April 11, 2025). |
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| 31.1 | Certification of Principal Executive Officer and Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended. |
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| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
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| 101.INS** | Inline XBRL Instance Document. |
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| 101.SCH*** | Inline XBRL Taxonomy Extension Schema Document. |
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| 101.CAL*** | Inline XBRL Taxonomy Extension Calculation Linkbase Document. |
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| 101.DEF*** | Inline XBRL Definition Linkbase Document. |
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| 101.LAB*** | Inline XBRL Taxonomy Extension Labels Linkbase Document. |
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| 101.PRE*** | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
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| 104** | Cover Page Interactive Data File. |
| # | Indicates management contract or compensatory plan. |
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| * | Furnished herewith and not deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended. |
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| ** | The XBRL Instance Document and Cover Page Interactive Data File do not appear in the Interactive Data File because their XBRL tags are embedded within the Inline XBRL document. |
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| *** | Submitted electronically with the report. |
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.