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Rezolute Inc

For the period ended Mar 31, 2025. Filed May 13, 2025.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2025 · Filed May 13, 2025

RZLT$3.87-0.3%Stored close · as of Nov 9, 2026

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Item 6. Exhibits

The following exhibits are incorporated by reference or filed as part of this Quarterly Report on Form 10-Q:

Exhibit NumberDescription of Exhibits
1.1​Underwriting Agreement, dated as of April 23, 2025, by and between the Company and Guggenheim Securities, LLC (incorporated by reference to Exhibit 1.1 of the Company’s Form 8-K filed on April 23, 2025)
4.1​Form of Pre-funded Warrant to Purchase Common Stock (incorporated by reference to Exhibit 4.1 of the Company’s Form 8-K filed on April 23, 2025)
31.1*​Certification of Chief Executive and Principal Financial Officer as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002*
32.1*​Certification of Chief Executive and Principal Financial Officer as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
101.INS*​Inline XBRL Instance Document
101.SC*​Inline XBRL Taxonomy Extension Schema
101.CA*​Inline XBRL Taxonomy Extension Calculation Linkbase
101.DEF*​Inline XBRL Taxonomy Extension Definition Linkbase
101.LA*​Inline XBRL Taxonomy Extension Label Linkbase
101.PRE*​Inline XBRL Taxonomy Extension Presentation Linkbase
104​Cover Page Interactive Data File, formatted in Inline XBRL (included as Exhibit 101)
  • Filed herewith.
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.