Liquidia Corp
For the period ended Dec 31, 2024. Filed Mar 19, 2025.
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FY2024 · Filed Mar 19, 2025
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Item 9B. Other Information
Rule 10b5-1 Trading Plans
During the fourth quarter of 2024, the following Rule 10b5-1 trading arrangements (as defined in Item 408(a)(1)(i) of Regulation S-K) and non-Rule 10b5-1 trading arrangements (as defined in Item 408(c) of Regulation S-K) intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act were adopted or terminated by our directors and/or executive officers (as defined in Section 16 of the Exchange Act):
| | | | | | | | | |
|---|---|---|---|---|---|---|---|---|
| Name | | Title | | Date of Adoptionof Rule 10b5-1Trading Arrangement(1) | | Scheduled Expiration Date of Rule 10b5-1 Trading Arrangement | | Aggregate Number of Securitiesto Be Sold |
| Michael Kaseta | | Chief Operating Officer and Chief Financial Officer | | 12/9/2024(2) | | 8/31/2026 | | 50,000 |
| Jason Adair | | Chief Business Officer | | 12/13/2024(2) | | 8/31/2026 | | 26,057 |
| (1) | Date of adoption of Rule 10b5-1 trading arrangements is in accordance with both the Company’s insider trading policy and applicable SEC rules and regulations. |
| (2) | The first trade pursuant to the Rule 10b5-1 trading arrangement will be, in accordance with both the Company’s insider trading policy and applicable SEC rules and regulations, on a date after the date of adoption of the Rule 10b5-1 trading arrangement. |
During the fourth quarter of 2024, the Company did not adopt or terminate a Rule 10b5-1 trading arrangement (as defined in Item 408(a)(1)(i) of Regulation S-K).
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