EVOLUTION PETROLEUM CORP
For the period ended Jun 30, 2024. Filed Sep 11, 2024.
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FY2024 · Filed Sep 11, 2024
EPM$3.54+1.7%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Exhibit Index
EXHIBIT INDEX
| | | |
| EXHIBITNUMBER | DESCRIPTION | |
| 3.1 | | Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 of our Quarterly Report on Form 10-Q filed February 8, 2023) |
| 3.3 | | Amended and Restated Bylaws (incorporated by reference to Exhibit 3.3 of our Annual Report on Form 10-K filed September 13, 2023) |
| 4.1 | | Description of Evolution Petroleum Corporations, securities registered under Section 12 of the Exchange Act (incorporated by reference to our Registration of Securities on Form 8-A filed July 13, 2006) |
| 4.1.1 | | Specimen form of the Company's Common Stock Certificate (incorporated by reference to Exhibit 4.7 of our Registration Statement on Form S-3 filed June 19, 2013) |
| 4.2 | | Majority Voting Policy for Directors (incorporated by reference to Exhibit 99.1 of our Current Report on Form 8-K filed October 31, 2012) |
| 4.3† | | 2016 Equity Incentive Plan (incorporated by reference to Exhibit 10.1 of our Quarterly Report on Form 10-Q filed February 8, 2017) |
| 4.4† | | Form of Restricted Stock Agreement under 2016 Equity Incentive Plan (incorporated by reference to Exhibit 4.1 of our Quarterly Report on Form 10-Q filed February 8, 2018) |
| 4.4.1† | | Form of Restricted Stock Agreement under 2016 Equity Incentive Plan as Revised on July 9, 2019 (incorporated by reference to Exhibit 4.12 of our Annual Report on Form 10-K filed September 13, 2019) |
| 4.4.2† | | Form of Restricted Stock Agreement under 2016 Incentive Plan as revised on May 4, 2023 (incorporated by reference to Exhibit 4.4.2 of our Annual Report on Form 10-K filed September 13, 2023) |
| 4.5† | | Form of Contingent Restricted Stock Agreement under 2016 Equity Incentive Plan (incorporated by reference to Exhibit 4.2 of our Quarterly Report on Form 10-Q filed February 8, 2018) |
| 4.5.1† | | Form of Contingent Restricted Stock Agreement under 2016 Equity Incentive Plan as revised on May 4, 2023 (incorporated by reference to Exhibit 4.5.1 of our Annual Report on Form 10-K filed September 13, 2023) |
| 4.6† | | Form of Performance Share Unit Award Agreement under 2016 Equity Incentive Plan as Revised on July 9, 2019 (incorporated by reference to Exhibit 4.13 of our Annual Report on Form 10-K filed September 13, 2019) |
| 10.1 | | Form of Indemnification Agreement for Officers and Directors, as adopted on September 20, 2006 (incorporated by reference to Exhibit 10.1 of our Current Report on Form 8-K filed September 22, 2006) |
| 10.2 | | Credit Agreement dated April 11, 2016 between Evolution Petroleum Corporation and MidFirst Bank (incorporated by reference to Exhibit 10.1 of our Current Report on Form 8-K filed April 15, 2016) |
| 10.2.1 | | First Amendment to Credit Agreement dated April 11, 2016, between Evolution Petroleum Corporation and MidFirst Bank effective October 18, 2016 (incorporated by reference to Exhibit 10.1 of our Quarterly Report on Form 10-Q filed November 9, 2016) |
| 10.2.2 | | Second Amendment to Credit Agreement dated April 11, 2016, between Evolution Petroleum Corporation and MidFirst Bank effective February 1, 2018 (incorporated by reference to exhibit 10.1 of our Quarterly Report on Form 10-Q filed February 8, 2018) |
| 10.2.3 | | Third Amendment to Credit Agreement dated April 11, 2016, between Evolution Petroleum Corporation and MidFirst Bank effective May 25, 2018 (incorporated by reference to Exhibit 10.10 of our Annual Report on Form 10-K filed September 10, 2018) |
| 10.2.4 | | Fourth Amendment to Credit Agreement dated April 11, 2016, between Evolution Petroleum Corporation and MidFirst Bank effective December 31, 2018 (incorporated by reference to Exhibit 10.1 of our Quarterly Report on Form 10-Q filed February 8, 2019) |
| 10.2.5 | | Fifth Amendment to Credit Agreement dated April 11, 2016, between Evolution Petroleum Corporation and MidFirst Bank effective November 2, 2020 (incorporated by reference to Exhibit 10.1 of our Quarterly Report on Form 10-Q filed November 9, 2020) |
| | | |
| EXHIBITNUMBER | DESCRIPTION | |
| 10.2.6 | | Sixth Amendment to Credit Agreement dated April 11, 2016, between Evolution Petroleum Corporation and MidFirst Bank effective December 28, 2020 (incorporated by reference to Exhibit 10.1 of our Current Report on Form 8-K filed on January 11, 2021) |
| 10.2.7 | | Seventh Amendment to Credit Agreement dated August 5, 2021, between Evolution Petroleum Corporation and MidFirst Bank effective June 30, 2021 (incorporated by reference to Exhibit 10.8 of our Quarterly Report on Form 10-Q filed May 12, 2022) |
| 10.2.8 | | Eighth Amendment to Credit Agreement dated November 9, 2021, between Evolution Petroleum Corporation and MidFirst Bank effective November 9, 2021 (incorporated by reference to Exhibit 10.1 of our Quarterly Report on Form 10-Q filed November 10, 2021) |
| 10.2.9 | | Ninth Amendment to the Credit Agreement dated February 7, 2022, between Evolution Petroleum Corporation and MidFirst Bank effective February 4, 2022 (incorporated by reference to Exhibit 10.9 of our Quarterly Report on Form 10-Q filed May 12, 2022) |
| 10.2.10 | | Tenth Amendment to the Credit Agreement dated May 5, 2023, between Evolution Petroleum Corporation and MidFirst Bank (incorporated by reference to Exhibit 10.2.10 of our Quarterly Report on Form 10-Q filed May 10, 2023) |
| 10.2.11 | | Amendment to the Credit Agreement dated February 12, 2024 between Evolution Petroleum Corporation and MidFirst Bank (incorporated by reference to Exhibit 10.2.11 of our Quarterly Report on Form 10-Q filed May 8, 2024) |
| 10.3 | | Settlement Agreement, dated June 24, 2016, by and among Denbury Onshore, LLC, Denbury Inc., NGS Sub Corp., Tertiaire Resources Company, and the Company (incorporated by reference to Exhibit 10.7 of our Annual Report on Form 10-K filed September 9, 2016) |
| 10.5† | | Employment Offer Letter to Ryan Stash dated October 9, 2020 (incorporated by reference to Exhibit 10.12 of our Annual Report on Form 10-K filed September 14, 2021) |
| 10.6 | | Purchase and Sale Agreement, dated March 29, 2021, between Evolution Petroleum Corporation and TG Barnett Resources LLP (incorporated by reference to Exhibit 10.1 of our Current Report on Form 8-K filed on May 11, 2021) |
| 10.6.1 | | First Amendment to the Purchase and Sale Agreement, dated March 29, 2021, effective April 20, 2021 (incorporated by reference to Exhibit 10.2 of our Current Report on Form 8-K filed on May 11, 2021) |
| 10.6.2 | | Second Amendment to the Purchase and Sale Agreement, dated March 29, 2021, effective May 4, 2021 (incorporated by reference to Exhibit 10.3 of our Current Report on Form 8-K filed on May 11, 2021) |
| 10.6.3 | | Third Amendment to the Purchase and Sale Agreement, dated March 29, 2021, effective May 6, 2021 (incorporated by reference to Exhibit 10.4 of our Current Report on Form 8-K filed on May 11, 2021) |
| 10.7 | | Purchase and Sale Agreement, dated January 14, 2022, between Evolution Petroleum Corporation, Foundation Energy Fund VII-A, LP and Foundation Energy Management, LLC (incorporated by reference to Exhibit 10.6 our Quarterly Report on Form 10-Q filed May 12, 2022) |
| 10.8 | | Purchase and Sale Agreement, dated April 1, 2022, between Evolution Petroleum Corporation and Exaro Energy III, LL (incorporated by reference to Exhibit 10.7 of our Quarterly Report on Form 10-Q filed May 12, 2022) |
| 10.9† | | Employment Offer Letter to Kelly Loyd dated October 25, 2022 (incorporated by reference to Exhibit 10.9 of our Quarterly Report on Form 10-Q filed February 8, 2023) |
| 10.10† | | Employment Offer Letter to J. Mark Bunch dated February 21, 2023 (incorporated by reference to Exhibit 10.10 of our Quarterly Report on Form 10-Q filed May 10, 2023) |
| 10.11 | | Purchase and Sale Agreement, dated February 12, 2024, between Evolution Petroleum Corporation and Red Sky Resources III, LLC (incorporated by reference to Exhibit 10.11 of our Quarterly Report on Form 10-Q filed May 8, 2024) |
| 10.12 | | Purchase and Sale Agreement, dated February 12, 2024, between Evolution Petroleum Corporation and Red Sky Resources IV, LLC (incorporated by reference to Exhibit 10.12 of our Quarterly Report on Form 10-Q filed May 8, 2024) |
| | | |
| EXHIBITNUMBER | DESCRIPTION | |
| 10.13 | | Purchase and Sale Agreement, dated February 12, 2024, between Evolution Petroleum Corporation and Coriolis Energy Partners I, LLC (incorporated by reference to Exhibit 10.13 of our Quarterly Report on Form 10-Q filed May 8, 2024) |
| 14.1 | | Code of Business Conduct and Ethics (incorporated by reference to Exhibit 14.1 of our Annual Report on Form 10-K filed September 14, 2021) |
| 21.1* | | List of Subsidiaries of Evolution Petroleum Corporation |
| 23.1* | | Consent of Moss Adams LLP |
| 23.2* | | Consent of Netherland, Sewell & Associates, Inc. |
| 23.3* | | Consent of DeGolyer & MacNaughton |
| 23.4* | | Consent of Cawley, Gillespie and Associates, Inc. |
| 31.1* | | Certification of Principal Executive Officer Pursuant to Rule 15D-14 of the Securities Exchange Act of 1934, as Amended as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2* | | Certification of Principal Financial Officer Pursuant to Rule 15D-14 of the Securities Exchange Act of 1934, as Amended as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32.1** | | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2** | | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 99.1* | | The summary of Netherland, Sewell & Associates, Inc.’s Report as of June 30, 2024, on oil and gas reserves (SEC Case) dated August 13, 2024 |
| 99.2* | | The summary of DeGolyer and MacNaughton’s Report as of June 30, 2024, on oil and gas reserves (SEC Case) dated August 14, 2024 |
| 99.3* | | The summary of Cawley, Gillespie and Associates, Inc.’s Report as of June 30 ,2024, on oil and gas reserves (SEC Case) dated July 31, 2024 |
| 97 | | Incentive Compensation Recoupment Policy (incorporated by reference to Exhibit 97 of our Annual Report on Form 10-K filed September 13, 2023) |
| 101.INS* | | Inline XBRL Instance Document |
| 101.SCH* | | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL* | | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF* | | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB* | | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE* | | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104* | | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
** Attached hereto.*
*** Furnished herewith.*
*†*Indicates management contract or compensatory plan or arrangement
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