AMERISERV FINANCIAL INC PA
For the period ended Jun 30, 2024. Filed Aug 12, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 12, 2024
ASRV$4.73-1.7%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| 3.1 | Amended and Restated Articles of Incorporation as amended through August 11, 2011 (Incorporated by reference to Exhibit 3.1 to the Registration Statement on Form S-8 (File No. 333-176869) filed on September 16, 2011). |
| 3.2 | Bylaws, as amended and restated on June 20, 2024 (Incorporated by reference to Exhibit 3.1 to the Current report on Form 8-K filed on June 24, 2024). |
| 10.1 | Cooperation Agreement, dated as of April 18, 2024, between AmeriServ Financial, Inc. and SB Value Partners, L.P. (Incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed on April 22, 2024). |
| 10.2 | Stock Purchase Agreement, dated as of June 13, 2024, between AmeriServ Financial, Inc. and Driver Opportunity Partners I LP (Incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed on June 14, 2024). |
| 10.3 | Cooperation and Settlement Agreement, dated as of June 13, 2024, by and among AmeriServ Financial, Inc., Driver Opportunity Partners I LP, Driver Management LLC, and J. Abbott R. Cooper (Incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed on June 14, 2024). |
| 15.1 | Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. |
| 15.2 | Awareness Letter of S.R. Snodgrass, P.C. |
| 31.1 | Certification pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2 | Certification pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to section 302 of the Sarbanes-Oxley Act of 2002. |
| 32.1 | Certification pursuant to 18 U.S.C. section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002. |
| 32.2 | Certification pursuant to 18 U.S.C. section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002. |
| 101 | Includes the following financial and related information from AMERISERV FINANCIAL, INC.’s Quarterly Report on Form 10-Q as of and for the quarter ended June 30, 2024, formatted in Inline Extensible Business Reporting Language (iXBRL): (i) Consolidated Balance Sheets (unaudited), (ii) Consolidated Statements of Operations (unaudited), (iii) Consolidated Statements of Comprehensive Income (Loss) (unaudited), (iv) Consolidated Statements of Changes in Shareholders’ Equity (unaudited), (v) Consolidated Statements of Cash Flows (unaudited), and (vi) Notes to the Unaudited Consolidated Financial Statements. |
| 104 | The cover page from this Quarterly Report on Form 10-Q formatted in Inline XBRL. |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| | |
| | AmeriServ Financial, Inc. |
|---|---|
| | Registrant |
| | |
| Date: August 12, 2024 | /s/ Jeffrey A. Stopko |
| | Jeffrey A. Stopko |
| | President and Chief Executive Officer |
| | |
| Date: August 12, 2024 | /s/ Michael D. Lynch |
| | Michael D. Lynch |
| | Executive Vice President and Chief Financial Officer |
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