Boot Barn Holdings Inc
For the period ended Jun 29, 2024. Filed Aug 8, 2024.
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Jun 29, 2024 · Filed Aug 8, 2024
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Item 5. Other Information
Rule 10b5-1 Trading Arrangements
On May 31, 2024, James Watkins, the Company’s Chief Financial Officer and Secretary, adopted a written plan for the sale of the Company’s common stock that is intended to satisfy the affirmative defense conditions of Rule 10 b5-1(c) under the Exchange Act (a “10b5-1 Plan”). The 10b5-1 Plan provides for the potential sale of up to 9,356 shares of the Company’s common stock, including the sale of up to 3,601 shares of the Company’s common stock that Mr. Watkins may acquire upon the exercise of outstanding stock options, beginning August 30, 2024 through January 29, 2027.
During the quarter ended June 29, 2024, except as described above, none of the Company’s directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of the Company’s common stock intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, or any “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of Regulation S-K).
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