EVgo Inc
For the period ended Jun 30, 2024. Filed Aug 1, 2024.
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Jun 30, 2024 · Filed Aug 1, 2024
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Item 5. Other Information
During the three months ended June 30, 2024, the following Section 16 officers adopted, modified or terminated a “Rule 10b5-1 trading arrangement” (as defined in Item 408 of Regulation S-K of the Exchange Act):
| ● | On May 14, 2024, Badar Khan, the Company’s Chief Executive Officer, terminated a 10b5-1 trading plan that he had previously adopted on December 21, 2023. Mr. Khan’s former plan provided for the sale of up to 246,596 shares of the Company’s Class A Common Stock from May 2024 through November 2024. |
| ● | On June 10, 2024, Mr. Khan entered into a 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act that provides for the sale of up to 595,713 shares of the Company’s Class A common stock between November 2024 and November 2025 (or such earlier time as provided pursuant to the terms of the trading plan). The first possible trade date under the plan is in November 2024. |
| ● | On May 30, 2024, Stephanie Lee, who currently serves as the Company’s Interim Chief Financial Officer, entered into a 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act that provides for the sale of up to 61,088 shares of the Company’s Class A common stock between July 2024 and July 2025 (or such earlier time as provided pursuant to the terms of the trading plan). The first trade under the plan occurred in July 2024. |
There were no “non-Rule 10b5-1 trading arrangements” (as defined in Item 408 of Regulation S-K of the Exchange Act) adopted, modified orterminated during the three months ended June 30, 2024 by any of the Company’s Section 16 officers or directors. Each of the existing Rule 10b5-1 trading arrangements of the Company’s Section 16 officers are in compliance with the Company’s Insider Trading Policy, and any actual sale transactions made pursuant to such trading arrangements were disclosed publicly in Section 16 filings with the SEC in accordance with applicable securities laws, rules and regulations.
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